Stephens Inc’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Stephens Inc’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$344K	Sell	18,062 -3,567	-16%	-$67.7K	﹤0.01%	1017
2026 Q1	$407K	Buy	21,629 +2,093	+11%	+$39.9K	0.01%	920
2025 Q4	$373K	Sell	19,536 -1,152	-6%	-$22K	﹤0.01%	953
2025 Q3	$396K	Buy	20,688 +271	+1%	+$5.14K	0.01%	933
2025 Q2	$387K	Buy	+20,417	New	+$380K	0.01%	925

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Stephens Inc's PREF Position: Q2 2026 in Review

Stephens Inc reduced its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 16% in Q2 2026, selling an estimated $67.7K and leaving 18,062 shares worth $344K. The position accounts for ﹤0.01% of the portfolio, ranked #1017.

Stephens Inc first reported a position in PREF in Q2 2025 and has held it in 5 quarters since. The position peaked at $407K in Q1 2026. 134 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

Stephens Inc held 18,062 shares of Principal Spectrum Preferred Securities Active ETF worth $344K as of Q2 2026.
Stephens Inc sold 3,567 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $67.7K.
Principal Spectrum Preferred Securities Active ETF made up ﹤0.01% of Stephens Inc's portfolio in Q2 2026, its #1017 holding.
Stephens Inc first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2025 and has held it in 5 quarters since.
Stephens Inc's Principal Spectrum Preferred Securities Active ETF position peaked at $407K in Q1 2026.
134 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Stephens Inc's 13F filing for Q2 2026, filed 29 Jul 2026.