Cetera Investment Advisers’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Cetera Investment Advisers’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$209K	Buy	+10,957	New	+$208K	﹤0.01%	4466
2026 Q1	–	Sell	-10,449	Closed	-$199K	–	4929
2025 Q4	$199K	Sell	10,449 -2,387	-19%	-$45.5K	﹤0.01%	4235
2025 Q3	$246K	Buy	+12,836	New	+$244K	﹤0.01%	4001

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Cetera Investment Advisers's PREF Position: Q2 2026 in Review

Cetera Investment Advisers opened a new position in Principal Spectrum Preferred Securities Active ETF (PREF) in Q2 2026: 10,957 shares worth $209K. The stake represents ﹤0.01% of the portfolio and ranks #4466 among its holdings. This is a return to the name: Cetera Investment Advisers previously reported a position in PREF as recently as Q4 2025.

Cetera Investment Advisers first reported a position in PREF in Q3 2025 and has held it in 3 quarters since. The position peaked at $246K in Q3 2025. 134 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

Cetera Investment Advisers held 10,957 shares of Principal Spectrum Preferred Securities Active ETF worth $209K as of Q2 2026.
Principal Spectrum Preferred Securities Active ETF was a new Cetera Investment Advisers position in Q2 2026.
Principal Spectrum Preferred Securities Active ETF made up ﹤0.01% of Cetera Investment Advisers's portfolio in Q2 2026, its #4466 holding.
Cetera Investment Advisers first reported a position in Principal Spectrum Preferred Securities Active ETF in Q3 2025 and has held it in 3 quarters since.
Cetera Investment Advisers's Principal Spectrum Preferred Securities Active ETF position peaked at $246K in Q3 2025.
134 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Cetera Investment Advisers's 13F filing for Q2 2026, filed 12 Aug 2026.