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Principal Spectrum Preferred Securities Active ETF

72 hedge funds and large institutions have $297M invested in Principal Spectrum Preferred Securities Active ETF in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 27 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 7

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

17% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 23

13% more funds holding

Funds holding: 6472 (+8)

8% more capital invested

Capital invested by funds: $274M → $297M (+$23M)

0.39% less ownership

Funds ownership: 65.97%65.59% (-0.39%)

Holders
72
Holders Change
+8
Holders Change %
+12.5%
% of All Funds
1.11%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
16
Increased
27
Reduced
23
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OPS
51
Orion Portfolio Solutions
Nebraska
$295K +$2.81K +138 +1%
ARC
52
Advisor Resource Council
Texas
$287K +$288K +14,128 New
FIA
53
Foundations Investment Advisors
Arizona
$278K +$80.8K +3,961 +40%
WB
54
West Bancorporation
Iowa
$276K +$277K +13,588 New
BAM
55
Belpointe Asset Management
Nevada
$245K
First Manhattan
56
First Manhattan
New York
$243K
Carson Wealth (CWM LLC)
57
Carson Wealth (CWM LLC)
Nebraska
$191K +$192K +9,426 New
CWAF
58
Core Wealth Advisors (Florida)
Florida
$181K +$67.9K +3,328 +59%
Rockefeller Capital Management
59
Rockefeller Capital Management
New York
$123K +$1.12K +55 +0.9%
CAPTRUST Financial Advisors
60
CAPTRUST Financial Advisors
North Carolina
$99K +$99K +4,854 New
SPIA
61
Steward Partners Investment Advisory
New York
$50K -$354K -17,368 -88%
CA
62
Clearstead Advisors
Ohio
$49K +$49.5K +2,429 New
UB
63
UMB Bank
Missouri
$32K +$31.7K +1,556 New
IA
64
IFP Advisors
Florida
$28K -$529K -25,953 -95%
IWP
65
IAG Wealth Partners
Wisconsin
$25K +$25.3K +1,239 New
Northwestern Mutual Wealth Management
66
Northwestern Mutual Wealth Management
Wisconsin
$21K +$20.7K +1,015 New
PNC Financial Services Group
67
PNC Financial Services Group
Pennsylvania
$15K
AAP
68
Arax Advisory Partners
Colorado
$11K +$11.5K +563 New
RWA
69
RGT Wealth Advisors
Texas
$10K +$10.2K +499 New
FGAM
70
Financial Gravity Asset Management
Texas
$6.43K -$1.12K -55 -16%
BFEC
71
Benjamin F. Edwards & Company
Missouri
$2K +$1.53K +75 New
FHA
72
First Horizon Advisors
Tennessee
$1K
Mariner
73
Mariner
Kansas
-$230K -11,088 Closed
FHC
74
First Heartland Consultants
Missouri
-$201K -9,675 Closed
HI
75
Harbour Investments
Wisconsin
-$64K -3,080 Closed

PREF Hedge Fund Activity: Q4 2021 in Review

72 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q4 2021, worth a combined $297M — up 8.4% from $274M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PREF positions and 7 closed out — a net gain of 9 holders — while 27 added to existing stakes and 23 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $9.92M. The largest seller was Wells Fargo, cutting an estimated $6.87M.

  • 72 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q4 2021, up from 64 in Q3 2021.
  • Funds reported $297M of Principal Spectrum Preferred Securities Active ETF stock for Q4 2021, up 8.4% quarter-over-quarter.
  • 16 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q4 2021 and 7 closed out, a net change of +9 holders.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q4 2021 was Morgan Stanley, an estimated $9.92M added.
  • The largest Principal Spectrum Preferred Securities Active ETF seller in Q4 2021 was Wells Fargo, an estimated $6.87M sold.

Based on aggregated 13F filings for Q4 2021.