First Heartland Consultants’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-9,675	Closed	-$201K	–	408
2021 Q3	$201K	Sell	9,675 -1,050	-10%	-$21.8K	0.03%	377
2021 Q2	$222K	Sell	10,725 -280	-3%	-$5.8K	0.03%	353
2021 Q1	$224K	Sell	11,005 -6,400	-37%	-$130K	0.04%	351
2020 Q4	$360K	Buy	+17,405	New	+$360K	0.06%	215