First Heartland Consultants’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

First Heartland Consultants’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-9,675	Closed	-$201K	–	408
2021 Q3	$201K	Sell	9,675 -1,050	-10%	-$21.8K	0.03%	377
2021 Q2	$222K	Sell	10,725 -280	-3%	-$5.76K	0.03%	353
2021 Q1	$224K	Sell	11,005 -6,400	-37%	-$131K	0.04%	351
2020 Q4	$360K	Buy	+17,405	New	+$354K	0.06%	215

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CWG

Cornerstone Wealth Group Huntersville, North Carolina $1.56B AUM 22.37% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

First Heartland Consultants's PREF Position: Q4 2021 in Review

First Heartland Consultants sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q4 2021, closing a stake of 9,675 shares — an estimated $201K sold.

First Heartland Consultants first reported a position in PREF in Q4 2020 and held it in 4 quarters. The position peaked at $360K in Q4 2020. 72 funds tracked by Wall St. Rank hold PREF as of Q4 2021.

First Heartland Consultants reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q4 2021 after selling out during the quarter.
First Heartland Consultants sold 9,675 Principal Spectrum Preferred Securities Active ETF shares in Q4 2021, an estimated $201K.
First Heartland Consultants first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2020 and held it in 4 quarters.
First Heartland Consultants's Principal Spectrum Preferred Securities Active ETF position peaked at $360K in Q4 2020.
72 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q4 2021.

Based on First Heartland Consultants's 13F filing for Q4 2021, filed 11 Feb 2022.