West Bancorporation’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

West Bancorporation’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-13,588	Closed	-$276K	–	339
2021 Q4	$276K	Buy	+13,588	New	+$277K	0.22%	80
2020 Q3	$80K	Hold	4,000	–	–	0.09%	110
2020 Q2	$78K	Hold	4,000	–	–	0.09%	112
2020 Q1	$70K	Buy	4,000 +2,000	+100%	+$39.2K	0.1%	111
2019 Q4	$40K	Buy	+2,000	New	+$40.1K	0.04%	151

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

West Bancorporation's PREF Position: Q1 2022 in Review

West Bancorporation sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q1 2022, closing a stake of 13,588 shares — an estimated $276K sold.

West Bancorporation first reported a position in PREF in Q4 2019 and held it in 5 quarters. The position peaked at $276K in Q4 2021. 71 funds tracked by Wall St. Rank hold PREF as of Q1 2022.

West Bancorporation reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q1 2022 after selling out during the quarter.
West Bancorporation sold 13,588 Principal Spectrum Preferred Securities Active ETF shares in Q1 2022, an estimated $276K.
West Bancorporation first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2019 and held it in 5 quarters.
West Bancorporation's Principal Spectrum Preferred Securities Active ETF position peaked at $276K in Q4 2021.
71 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2022.

Based on West Bancorporation's 13F filing for Q1 2022, filed 29 Apr 2022.