CAPTRUST Financial Advisors’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

CAPTRUST Financial Advisors’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-4,854	Closed	-$84K	–	3521
2022 Q2	$84K	Hold	4,854	–	–	﹤0.01%	2344
2022 Q1	$92K	Hold	4,854	–	–	﹤0.01%	2340
2021 Q4	$99K	Buy	+4,854	New	+$99K	﹤0.01%	2175

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

CAPTRUST Financial Advisors's PREF Position: Q3 2022 in Review

CAPTRUST Financial Advisors sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q3 2022, closing a stake of 4,854 shares — an estimated $84K sold.

CAPTRUST Financial Advisors first reported a position in PREF in Q4 2021 and held it in 3 quarters. The position peaked at $99K in Q4 2021. 65 funds tracked by Wall St. Rank hold PREF as of Q3 2022.

CAPTRUST Financial Advisors reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q3 2022 after selling out during the quarter.
CAPTRUST Financial Advisors sold 4,854 Principal Spectrum Preferred Securities Active ETF shares in Q3 2022, an estimated $84K.
CAPTRUST Financial Advisors first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2021 and held it in 3 quarters.
CAPTRUST Financial Advisors's Principal Spectrum Preferred Securities Active ETF position peaked at $99K in Q4 2021.
65 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q3 2022.

Based on CAPTRUST Financial Advisors's 13F filing for Q3 2022, filed 16 Nov 2022.