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Principal Spectrum Preferred Securities Active ETF

69 hedge funds and large institutions have $232M invested in Principal Spectrum Preferred Securities Active ETF in 2022 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 30 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.29% more ownership

Funds ownership: 62.73%67.02% (+4.3%)

4% less capital invested

Capital invested by funds: $241M → $232M (-$9.24M)

3% less funds holding

Funds holding: 7169 (-2)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

27% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 30

Holders
69
Holders Change
-2
Holders Change %
-2.82%
% of All Funds
1.16%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
22
Reduced
30
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NA
26
NewEdge Advisors
Louisiana
$1.97M -$449K -24,912 -18%
Citadel Advisors
27
Citadel Advisors
Florida
$1.9M -$6.85M -380,133 -78%
BEI
28
Benjamin Edwards Inc
Missouri
$1.64M +$158K +8,775 +10%
MIA
29
MainStreet Investment Advisors
Illinois
$1.51M -$90K -4,992 -5%
USAA
30
United Services Automobile Association
Texas
$1.5M -$108K -5,997 -6%
RIA
31
Realta Investment Advisors
Delaware
$1.49M -$64.3K -3,566 -4%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$1.41M -$99.4K -5,519 -6%
ARG
33
Advisory Resource Group
Oklahoma
$1.39M +$72.2K +4,006 +5%
PAG
34
Private Advisor Group
New Jersey
$1.36M +$300K +16,674 +27%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$1.28M -$144K -8,016 -10%
APA
36
American Portfolios Advisors
New York
$1.08M +$21.9K +1,215 +2%
FIA
37
Foundations Investment Advisors
Arizona
$974K +$673K +37,327 +191%
FIM
38
Freedom Investment Management
Connecticut
$957K -$132K -7,300 -12%
UB
39
UMB Bank
Missouri
$792K +$4.58K +254 +0.6%
JWCA
40
J.W. Cole Advisors
Florida
$667K -$83.7K -4,647 -11%
AWM
41
Activest Wealth Management
Florida
$585K +$133K +7,362 +28%
PFPT
42
Pinnacle Financial Partners (Tennessee)
Tennessee
$500K -$216K -12,012 -29%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$439K -$306K -16,987 -40%
XF
44
XML Financial
Maryland
$430K -$17.6K -974 -4%
CIAS
45
Capital Investment Advisory Services
North Carolina
$395K
DC
46
Davenport & Co
Virginia
$372K -$9.3K -516 -2%
EH
47
Equitable Holdings
New York
$371K -$15.2K -845 -4%
MFC
48
Mechanics Financial Corp
Ohio
$320K +$21.4K +1,189 +7%
KAS
49
Kestra Advisory Services
Texas
$295K -$10.5K -585 -3%
OPS
50
Orion Portfolio Solutions
Nebraska
$253K +$8.14K +452 +3%

PREF Hedge Fund Activity: Q2 2022 in Review

69 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q2 2022, worth a combined $232M — down 3.8% from $241M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PREF and 10 opened new positions — a net loss of 2 holders — while 30 trimmed existing stakes and 22 added.

The largest buyer was Jane Street, adding an estimated $28.4M. The largest seller was Morgan Stanley, cutting an estimated $8.84M.

  • 69 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q2 2022, down from 71 in Q1 2022.
  • Funds reported $232M of Principal Spectrum Preferred Securities Active ETF stock for Q2 2022, down 3.8% quarter-over-quarter.
  • 10 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q2 2022 and 12 closed out, a net change of -2 holders.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q2 2022 was Jane Street, an estimated $28.4M added.
  • The largest Principal Spectrum Preferred Securities Active ETF seller in Q2 2022 was Morgan Stanley, an estimated $8.84M sold.

Based on aggregated 13F filings for Q2 2022.