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Principal Spectrum Preferred Securities Active ETF
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Overview Fund Activity

72 hedge funds and large institutions have $297M invested in Principal Spectrum Preferred Securities Active ETF in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 27 increasing their positions, 23 reducing their positions, and 7 closing their positions.

Holders
72
Holders Change
+8
Holders Change %
+12.5%
% of All Funds
1.11%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
16
Increased
27
Reduced
23
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$46.9M
2
Jane Street
2
Jane Street
New York
$8.87M
3
UBS Group
3
UBS Group
Switzerland
$19.3M
4
Bank of America
4
Bank of America
North Carolina
$51.5M
5
AWM
5
Activest Wealth Management
Florida
$5.08M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$22.4M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.75M
3
Truist Financial
3
Truist Financial
North Carolina
$4.28M
4
NA
4
Nottingham Advisors
New York
$4.23M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$6.32M
Name Market Value Shares Shares
Change 		Shares
Change %
FIM
26
Freedom Investment Management
Connecticut
$2.24M 110,185 -4,635 -4%
NA
27
NewEdge Advisors
Louisiana
$2.07M 102,094 +24,439 +31%
MIA
28
MainStreet Investment Advisors
Illinois
$1.98M 97,737 -15,219 -13%
USAA
29
United Services Automobile Association
Texas
$1.98M 97,737 -15,219 -13%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$1.85M 91,140 -3,117 -3%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$1.79M 88,120 +45,402 +106%
ARG
32
Advisory Resource Group
Oklahoma
$1.52M 76,721 +5,738 +8%
DP
33
Dearborn Partners
Illinois
$1.47M 72,372 -421 -0.6%
CIBC Private Wealth Group
34
CIBC Private Wealth Group
Georgia
$1.43M 70,733 – –
Stifel Financial
35
Stifel Financial
Missouri
$1.36M 67,148 +67,148 New
WJA
36
Willis Johnson & Associates
Texas
$1.28M 62,862 +2,191 +4%
BEI
37
Benjamin Edwards Inc
Missouri
$1.26M 62,246 +2,121 +4%
PAG
38
Private Advisor Group
New Jersey
$1.24M 61,006 -1,199 -2%
APA
39
American Portfolios Advisors
New York
$1.16M 57,056 -1,690 -3%
OMC
40
Old Mission Capital
Illinois
$1.08M 53,283 +53,283 New
Commonwealth Equity Services
41
Commonwealth Equity Services
Massachusetts
$921K 45,420 -6,485 -12%
JWCA
42
J.W. Cole Advisors
Florida
$857K 42,250 +42,250 New
PFP
43
Pinnacle Financial Partners
Tennessee
$812K 40,032 -6,459 -14%
XF
44
XML Financial
Maryland
$544K 26,813 -507 -2%
CIAS
45
Capital Investment Advisory Services
North Carolina
$468K 23,091 +684 +3%
EH
46
Equitable Holdings
New York
$453K 22,341 +21 +0.1%
DC
47
Davenport & Co
Virginia
$376K 18,562 +475 +3%
KAS
48
Kestra Advisory Services
Texas
$366K 18,028 +1,282 +8%
Citadel Advisors
49
Citadel Advisors
Florida
$354K 17,444 -16,099 -48%
MFC
50
Mechanics Financial Corp
Ohio
$352K 17,355 +17,355 New
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