PhenixFIN
103 hedge funds and large institutions have $256M invested in PhenixFIN in 2013 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 47 increasing their positions, 20 reducing their positions, and 15 closing their positions.
135% more repeat investments, than reductions
Existing positions increased: 47 | Existing positions reduced: 20
33% more first-time investments, than exits
New positions opened: 20 | Existing positions closed: 15
5% more capital invested
Capital invested by funds: $243M → $256M (+$12.5M)
4% more funds holding
Funds holding: 99 → 103 (+4)
0.02% more ownership
Funds ownership: 2.21% → 2.24% (+0.02%)
65% less call options, than puts
Call options by funds: $361K | Put options by funds: $1.03M
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ClearBridge Investments
New York
|
+$6.22M |
| 2 |
U
UBS
Zurich,
Switzerland
|
+$2.9M |
| 3 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$2.08M |
| 4 |
Northern Trust
Chicago,
Illinois
|
+$1.54M |
| 5 |
AR
Advisory Research
Chicago,
Illinois
|
+$1.46M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$4.48M |
| 2 |
NIMC
NWQ Investment Management Company
Los Angeles,
California
|
-$4.25M |
| 3 |
Bank of New York Mellon
New York
|
-$2.62M |
| 4 |
D.E. Shaw & Co
New York
|
-$2.37M |
| 5 |
Two Sigma Investments
New York
|
-$1.28M |
PFX Hedge Fund Activity: Q4 2013 in Review
103 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q4 2013, worth a combined $256M — up 5.2% from $243M a quarter earlier.
Buyers outnumbered sellers: 20 funds opened new PFX positions and 15 closed out — a net gain of 5 holders — while 47 added to existing stakes and 20 trimmed.
The largest buyer was ClearBridge Investments, adding an estimated $6.22M. The largest seller was Jane Street, cutting an estimated $4.48M.
- 103 institutional investors held PhenixFIN (PFX) as of Q4 2013, up from 99 in Q3 2013.
- Funds reported $256M of PhenixFIN stock for Q4 2013, up 5.2% quarter-over-quarter.
- 20 funds opened new PhenixFIN positions in Q4 2013 and 15 closed out, a net change of +5 holders.
- The largest PhenixFIN buyer in Q4 2013 was ClearBridge Investments, an estimated $6.22M added.
- The largest PhenixFIN seller in Q4 2013 was Jane Street, an estimated $4.48M sold.
Based on aggregated 13F filings for Q4 2013.