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UBS’s PhenixFIN PFX Stock Holding History

UBS’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$18.7M Sell
78,966
-2,683
-3% -$687K 0.01% 1000
2014
Q2 		$21.3M Buy
81,649
+27,844
+52% +$7.14M 0.02% 847
2014
Q1 		$14.6M Buy
53,805
+7,708
+17% +$2.15M 0.01% 981
2013
Q4 		$12.8M Buy
46,097
+10,378
+29% +$2.9M 0.01% 1085
2013
Q3 		$9.85M Buy
35,719
+1,378
+4% +$383K 0.01% 1141
2013
Q2 		$9.33M Buy
+34,341
New +$10M 0.01% 1091

Other funds holding PFX

Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
VM
Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return
HCM
Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
SAM
Selway Asset Management $242M AUM 7.7% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

UBS's PFX Position: Q3 2014 in Review

UBS reduced its PhenixFIN (PFX) stake by 3.3% in Q3 2014, selling an estimated $687K and leaving 78,966 shares worth $18.7M. The position accounts for 0.01% of the portfolio, ranked #1000.

UBS first reported a position in PFX in Q2 2013 and has held it in 6 quarters since. The position peaked at $21.3M in Q2 2014. 110 funds tracked by Wall St. Rank hold PFX as of Q3 2014.

  • UBS held 78,966 shares of PhenixFIN worth $18.7M as of Q3 2014.
  • UBS sold 2,683 PhenixFIN shares in Q3 2014, an estimated $687K.
  • PhenixFIN made up 0.01% of UBS's portfolio in Q3 2014, its #1000 holding.
  • UBS first reported a position in PhenixFIN in Q2 2013 and has held it in 6 quarters since.
  • UBS's PhenixFIN position peaked at $21.3M in Q2 2014.
  • 110 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.