SG Americas Securities
PFX icon

SG Americas Securities’s PhenixFIN PFX Stock Holding History

SG Americas Securities’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-375
Closed -$104K – 2914
2013
Q3 		$104K Sell
375
-409
-52% -$114K ﹤0.01% 2639
2013
Q2 		$213K Buy
+784
New +$229K ﹤0.01% 1707

Other funds holding PFX

ClearBridge Investments
ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

SG Americas Securities's PFX Position: Q4 2013 in Review

SG Americas Securities sold out of PhenixFIN (PFX) in Q4 2013, closing a stake of 375 shares — an estimated $104K sold.

SG Americas Securities first reported a position in PFX in Q2 2013 and held it in 2 quarters. The position peaked at $213K in Q2 2013. 103 funds tracked by Wall St. Rank hold PFX as of Q4 2013.

  • SG Americas Securities reported no remaining PhenixFIN position as of Q4 2013 after selling out during the quarter.
  • SG Americas Securities sold 375 PhenixFIN shares in Q4 2013, an estimated $104K.
  • SG Americas Securities first reported a position in PhenixFIN in Q2 2013 and held it in 2 quarters.
  • SG Americas Securities's PhenixFIN position peaked at $213K in Q2 2013.
  • 103 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2013.

Based on SG Americas Securities's 13F filing for Q4 2013, filed 12 Feb 2014.