Principal Financial Group
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Principal Financial Group’s PhenixFIN PFX Stock Holding History

Principal Financial Group’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-13,046
Closed -$2.41M – 2192
2014
Q4 		$2.41M Sell
13,046
-5,450
-29% -$1.18M ﹤0.01% 1645
2014
Q3 		$4.37M Sell
18,496
-10,683
-37% -$2.73M 0.01% 1404
2014
Q2 		$7.62M Buy
29,179
+677
+2% +$174K 0.01% 1122
2014
Q1 		$7.76M Sell
28,502
-94
-0.3% -$26.3K 0.01% 1063
2013
Q4 		$7.92M Buy
28,596
+4,364
+18% +$1.22M 0.01% 1038
2013
Q3 		$6.68M Buy
24,232
+232
+1% +$64.5K 0.01% 1072
2013
Q2 		$6.52M Buy
+24,000
New +$7.02M 0.01% 1020

Other funds holding PFX

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
PAM
PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
HCM
Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Principal Financial Group's PFX Position: Q1 2015 in Review

Principal Financial Group sold out of PhenixFIN (PFX) in Q1 2015, closing a stake of 13,046 shares — an estimated $2.41M sold.

Principal Financial Group first reported a position in PFX in Q2 2013 and held it in 7 quarters. The position peaked at $7.92M in Q4 2013. 92 funds tracked by Wall St. Rank hold PFX as of Q1 2015.

  • Principal Financial Group reported no remaining PhenixFIN position as of Q1 2015 after selling out during the quarter.
  • Principal Financial Group sold 13,046 PhenixFIN shares in Q1 2015, an estimated $2.41M.
  • Principal Financial Group first reported a position in PhenixFIN in Q2 2013 and held it in 7 quarters.
  • Principal Financial Group's PhenixFIN position peaked at $7.92M in Q4 2013.
  • 92 funds tracked by Wall St. Rank held PhenixFIN as of Q1 2015.

Based on Principal Financial Group's 13F filing for Q1 2015, filed 12 May 2015.