SAC Capital Advisors’s PhenixFIN PFX Stock Holding History

SAC Capital Advisors’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-915	Closed	-$252K	–	1927
2013 Q3	$252K	Buy	+915	New	+$254K	﹤0.01%	1479

Other funds holding PFX

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

SAC Capital Advisors's PFX Position: Q4 2013 in Review

SAC Capital Advisors sold out of PhenixFIN (PFX) in Q4 2013, closing a stake of 915 shares — an estimated $252K sold.

SAC Capital Advisors first reported a position in PFX in Q3 2013 and held it in 1 quarter. The position peaked at $252K in Q3 2013. 103 funds tracked by Wall St. Rank hold PFX as of Q4 2013.

SAC Capital Advisors reported no remaining PhenixFIN position as of Q4 2013 after selling out during the quarter.
SAC Capital Advisors sold 915 PhenixFIN shares in Q4 2013, an estimated $252K.
SAC Capital Advisors first reported a position in PhenixFIN in Q3 2013 and held it in 1 quarter.
SAC Capital Advisors's PhenixFIN position peaked at $252K in Q3 2013.
103 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2013.

Based on SAC Capital Advisors's 13F filing for Q4 2013, filed 14 Feb 2014.