WA
PFX icon

Waverly Advisors’s PhenixFIN PFX Stock Holding History

Waverly Advisors’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-73
Closed -$19K – 782
2014
Q2 		$19K Hold
73
– – 0.01% 342
2014
Q1 		$20K Buy
+73
New +$20.4K 0.01% 321
2013
Q4 		– Sell
-175
Closed -$48K – 835
2013
Q3 		$48K Buy
+175
New +$48.7K 0.02% 253

Other funds holding PFX

Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
VM
Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return
HCM
Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
SAM
Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

Waverly Advisors's PFX Position: Q3 2014 in Review

Waverly Advisors sold out of PhenixFIN (PFX) in Q3 2014, closing a stake of 73 shares — an estimated $19K sold.

Waverly Advisors first reported a position in PFX in Q3 2013 and held it in 3 quarters. The position peaked at $48K in Q3 2013. 110 funds tracked by Wall St. Rank hold PFX as of Q3 2014.

  • Waverly Advisors reported no remaining PhenixFIN position as of Q3 2014 after selling out during the quarter.
  • Waverly Advisors sold 73 PhenixFIN shares in Q3 2014, an estimated $19K.
  • Waverly Advisors first reported a position in PhenixFIN in Q3 2013 and held it in 3 quarters.
  • Waverly Advisors's PhenixFIN position peaked at $48K in Q3 2013.
  • 110 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2014.

Based on Waverly Advisors's 13F filing for Q3 2014, filed 28 Oct 2014.