Waverly Advisors’s PhenixFIN PFX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-73	Closed	-$19K	–	782
2014 Q2	$19K	Hold	73	–	–	0.01%	342
2014 Q1	$20K	Buy	+73	New	+$20K	0.01%	321
2013 Q4	–	Sell	-175	Closed	-$48K	–	835
2013 Q3	$48K	Buy	+175	New	+$48K	0.02%	253