Orinda Asset Management’s PhenixFIN PFX Stock Holding History

Orinda Asset Management’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-4,683	Closed	-$618K	–	121
2016 Q2	$618K	Buy	+4,683	New	+$620K	0.68%	38
2016 Q1	–	Sell	-4,828	Closed	-$726K	–	84
2015 Q4	$726K	Buy	4,828 +2,805	+139%	+$428K	1.04%	28
2015 Q3	$301K	Buy	+2,023	New	+$344K	0.38%	47
2013 Q4	–	Sell	-80	Closed	-$22K	–	143
2013 Q3	$22K	Buy	+80	New	+$22.3K	0.07%	147

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Orinda Asset Management's PFX Position: Q3 2016 in Review

Orinda Asset Management sold out of PhenixFIN (PFX) in Q3 2016, closing a stake of 4,683 shares — an estimated $618K sold.

Orinda Asset Management first reported a position in PFX in Q3 2013 and held it in 4 quarters. The position peaked at $726K in Q4 2015. 101 funds tracked by Wall St. Rank hold PFX as of Q3 2016.

Orinda Asset Management reported no remaining PhenixFIN position as of Q3 2016 after selling out during the quarter.
Orinda Asset Management sold 4,683 PhenixFIN shares in Q3 2016, an estimated $618K.
Orinda Asset Management first reported a position in PhenixFIN in Q3 2013 and held it in 4 quarters.
Orinda Asset Management's PhenixFIN position peaked at $726K in Q4 2015.
101 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2016.

Based on Orinda Asset Management's 13F filing for Q3 2016, filed 25 Oct 2016.