First New York Securities’s PhenixFIN PFX Stock Holding History

First New York Securities’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-226	Closed	-$34.5K	–	164
2016 Q3	$34.5K	Buy	+226	New	+$33.5K	0.02%	143
2013 Q4	–	Sell	-2,590	Closed	-$714K	–	360
2013 Q3	$714K	Buy	+2,590	New	+$720K	0.28%	81

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $284M AUM 12.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Ironsides Partners Boston, Massachusetts $27.7M AUM 1.11% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

WHI

William Harris Investors Chicago, Illinois $347M AUM 3.53% 1-Year Est. Return

First New York Securities's PFX Position: Q4 2016 in Review

First New York Securities sold out of PhenixFIN (PFX) in Q4 2016, closing a stake of 226 shares — an estimated $34.5K sold.

First New York Securities first reported a position in PFX in Q3 2013 and held it in 2 quarters. The position peaked at $714K in Q3 2013. 106 funds tracked by Wall St. Rank hold PFX as of Q4 2016.

First New York Securities reported no remaining PhenixFIN position as of Q4 2016 after selling out during the quarter.
First New York Securities sold 226 PhenixFIN shares in Q4 2016, an estimated $34.5K.
First New York Securities first reported a position in PhenixFIN in Q3 2013 and held it in 2 quarters.
First New York Securities's PhenixFIN position peaked at $714K in Q3 2013.
106 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2016.

Based on First New York Securities's 13F filing for Q4 2016, filed 7 Feb 2017.