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Nuveen ESG Small-Cap ETF
NUSC

203 hedge funds and large institutions have $669M invested in Nuveen ESG Small-Cap ETF in 2023 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 80 increasing their positions, 66 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 66

16% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 19

6% more capital invested

Capital invested by funds: $633M → $669M (+$35.7M)

0.59% more ownership

Funds ownership: 70.89% → 71.48% (+0.59%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

1% less funds holding

Funds holding: 206 → 203 (-3)

Holders
203
Holders Change
-3
Holders Change %
-1.46%
% of All Funds
3.24%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
22
Increased
80
Reduced
66
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$24.7M
2
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$4.66M
3
AWP
Abacus Wealth Partners
California
+$3.48M
4
LPL Financial
LPL Financial
California
+$1.86M
5
MWM
Mission Wealth Management
California
+$1.57M

Top Sellers

1
Ameriprise
Ameriprise
Minnesota
-$8.77M
2
Citadel Advisors
Citadel Advisors
Florida
-$3.68M
3
UBS Group
UBS Group
Switzerland
-$2.43M
4
IA
IFP Advisors
Florida
-$2.3M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
RJT
76
Raymond James Trust
Florida
$713K -$2.84K -78 -0.4%
BFPW
77
BOK Financial Private Wealth
Colorado
$708K – – –
RW
78
RVW Wealth
California
$706K -$946 -26 -0.1%
V
79
Veritable
Delaware
$660K – – –
FANJ
80
Financial Architects (New Jersey)
New Jersey
$654K +$79.6K +2,189 +13%
RFA
81
RTD Financial Advisors
Pennsylvania
$648K +$37.1K +1,020 +6%
BWM
82
BerganKDV Wealth Management
Minnesota
$647K +$127K +3,484 +24%
NCM
83
Neumann Capital Management
California
$645K +$25.5K +700 +4%
Jones Financial Companies
84
Jones Financial Companies
Missouri
$634K +$45.9K +1,263 +8%
LNC
85
Lincoln National Corp
Pennsylvania
$622K +$66.6K +1,830 +12%
SWP
86
Stratos Wealth Partners
Ohio
$619K +$13.7K +377 +2%
BF
87
BOK Financial
Oklahoma
$608K +$101K +2,779 +19%
OAM
88
Oppenheimer Asset Management
New York
$599K -$84.7K -2,329 -12%
CAN
89
Cetera Advisor Networks
California
$597K -$135K -3,724 -18%
Northwestern Mutual Wealth Management
90
Northwestern Mutual Wealth Management
Wisconsin
$592K +$27.8K +765 +5%
3LCM
91
3D/L Capital Management
Connecticut
$558K -$26.6K -731 -4%
RJA
92
Raymond James & Associates
Florida
$548K -$35.7K -980 -6%
EA
93
Evolution Advisers
Virginia
$526K +$2.69K +74 +0.5%
WLIM
94
White Lighthouse Investment Management
Massachusetts
$515K +$25.5K +700 +5%
Baird Financial Group
95
Baird Financial Group
Wisconsin
$510K +$1.93K +53 +0.4%
PWMG
96
Pioneer Wealth Management Group
Texas
$505K +$29.4K +808 +6%
GEA
97
Glen Eagle Advisors
New Jersey
$473K -$3.64K -100 -0.7%
TWM
98
TriaGen Wealth Management
California
$473K +$9.86K +271 +2%
TWM
99
Tradition Wealth Management
Minnesota
$471K +$17.3K +475 +4%
OCM
100
One Capital Management
California
$466K -$2K -55 -0.4%
2 3
4
5 6

NUSC Hedge Fund Activity: Q1 2023 in Review

203 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2023, worth a combined $669M — up 5.6% from $633M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NUSC positions and 19 closed out — a net gain of 3 holders — while 80 added to existing stakes and 66 trimmed.

The largest buyer was Bank of America, adding an estimated $24.7M. The largest seller was Ameriprise, cutting an estimated $8.77M.

  • 203 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2023, down from 206 in Q4 2022.
  • Funds reported $669M of Nuveen ESG Small-Cap ETF stock for Q1 2023, up 5.6% quarter-over-quarter.
  • 22 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2023 and 19 closed out, a net change of +3 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2023 was Bank of America, an estimated $24.7M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2023 was Ameriprise, an estimated $8.77M sold.

Based on aggregated 13F filings for Q1 2023.