3D/L Capital Management’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

3D/L Capital Management’s Portfolio NUSC Stock Details NUSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-16,296	Closed	-$567K	–	53
2023 Q3	$567K	Buy	16,296 +44	+0.3%	+$1.62K	0.18%	50
2023 Q2	$601K	Buy	16,252 +493	+3%	+$17.4K	0.17%	53
2023 Q1	$558K	Sell	15,759 -731	-4%	-$26.6K	0.15%	55
2022 Q4	$564K	Sell	16,490 -745	-4%	-$26K	0.15%	56
2022 Q3	$553K	Buy	17,235 +16	+0.1%	+$563	0.16%	49
2022 Q2	$565K	Buy	17,219 +235	+1%	+$8.45K	0.16%	53
2022 Q1	$677K	Buy	16,984 +2,976	+21%	+$118K	0.17%	52
2021 Q4	$588K	Buy	14,008 +319	+2%	+$14.2K	0.14%	60
2021 Q3	$595K	Buy	13,689 +847	+7%	+$37.4K	0.14%	55
2021 Q2	$580K	Buy	12,842 +1,261	+11%	+$56.1K	0.14%	58
2021 Q1	$498K	Buy	+11,581	New	+$489K	0.13%	56

Other funds holding NUSC

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TIAA Trust, National Association Charlotte, North Carolina $1.65B AUM 16.63% 1-Year Est. Return

AWP

Abacus Wealth Partners Santa Monica, California $952M AUM 22.68% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

MWM

Mission Wealth Management Santa Barbara, California $8.18B AUM 28.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

3D/L Capital Management's NUSC Position: Q4 2023 in Review

3D/L Capital Management sold out of Nuveen ESG Small-Cap ETF (NUSC) in Q4 2023, closing a stake of 16,296 shares — an estimated $567K sold.

3D/L Capital Management first reported a position in NUSC in Q1 2021 and held it in 11 quarters. The position peaked at $677K in Q1 2022. 227 funds tracked by Wall St. Rank hold NUSC as of Q4 2023.

3D/L Capital Management reported no remaining Nuveen ESG Small-Cap ETF position as of Q4 2023 after selling out during the quarter.
3D/L Capital Management sold 16,296 Nuveen ESG Small-Cap ETF shares in Q4 2023, an estimated $567K.
3D/L Capital Management first reported a position in Nuveen ESG Small-Cap ETF in Q1 2021 and held it in 11 quarters.
3D/L Capital Management's Nuveen ESG Small-Cap ETF position peaked at $677K in Q1 2022.
227 funds tracked by Wall St. Rank held Nuveen ESG Small-Cap ETF as of Q4 2023.

Based on 3D/L Capital Management's 13F filing for Q4 2023.