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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
-3.21%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$308M
AUM Growth
-$38M
Cap. Flow
-$27.6M
Cap. Flow %
-8.95%
Top 10 Hldgs %
68.02%
Holding
107
New
8
Increased
22
Reduced
51
Closed
26

Top Buys

Rank Stock Value
1
FMAY icon
FT Vest US Equity Buffer ETF May
FMAY
+$29.2M
2
JMUB icon
JPMorgan Municipal ETF
JMUB
+$2.53M
3
RVNU icon
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
+$1.74M
4
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.68M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.65M

Top Sells

Rank Stock Value
1
FFEB icon
FT Vest US Equity Buffer ETF February
FFEB
+$25.3M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$5.23M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$4.47M
4
VTV icon
Vanguard Value ETF
VTV
+$2.55M
5
MLN icon
VanEck Long Muni ETF
MLN
+$2.42M

Sector Composition

Rank Sector Weight
1 Technology 0.55%
2 Healthcare 0.12%
3 Financials 0%
4 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUHP icon
1
Dimensional US High Profitability ETF
DUHP
$12.3B
$30.7M 9.97%
1,194,035
-87,273
-7% -$2.33M
FMAY icon
2
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$28.6M 9.28%
+745,536
New +$29.2M
VTV icon
3
Vanguard Value ETF
VTV
$189B
$28.1M 9.13%
203,789
-17,781
-8% -$2.55M
IVLU icon
4
iShares MSCI Intl Value Factor ETF
IVLU
$4.31B
$21.7M 7.04%
854,112
-40,469
-5% -$1.04M
DFIC icon
5
Dimensional International Core Equity 2 ETF
DFIC
$14.5B
$20.9M 6.8%
896,464
-32,181
-3% -$781K
EZM icon
6
WisdomTree US MidCap Fund
EZM
$937M
$18.7M 6.09%
369,398
-34,703
-9% -$1.85M
KVLE icon
7
KraneShares Value Line Dynamic Dividend Equity Index ETF
KVLE
$41M
$17.8M 5.77%
835,639
-32,632
-4% -$730K
DFAE icon
8
Dimensional Emerging Core Equity Market ETF
DFAE
$9.21B
$15.5M 5.02%
684,953
-17,821
-3% -$420K
DLS icon
9
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$13.8M 4.5%
240,789
-9,231
-4% -$552K
BOND icon
10
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$13.6M 4.42%
154,687
-49,603
-24% -$4.47M
DFEV icon
11
Dimensional Emerging Markets Value ETF
DFEV
$1.93B
$10.5M 3.41%
443,749
-12,242
-3% -$301K
EES icon
12
WisdomTree US SmallCap Earnings Fund
EES
$716M
$8.72M 2.83%
201,526
-19,224
-9% -$875K
DFSV
13
Dimensional US Small Cap Value ETF
DFSV
$8.14B
$8.55M 2.78%
337,497
-29,029
-8% -$766K
DFUS
14
Dimensional US Equity ETF
DFUS
$20.7B
$5.56M 1.81%
119,483
-1,501
-1% -$72.6K
AGGY icon
15
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$4.09M 1.33%
98,592
-29,977
-23% -$1.27M
DIHP icon
16
Dimensional International High Profitability ETF
DIHP
$6.18B
$3.55M 1.15%
153,224
-13,277
-8% -$322K
JHMM icon
17
John Hancock Multifactor Mid Cap ETF
JHMM
$5.89B
$3.53M 1.15%
74,537
-772
-1% -$38.3K
LMBS icon
18
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$3.26M 1.06%
68,922
-20,454
-23% -$973K
DFAT icon
19
Dimensional US Targeted Value ETF
DFAT
$14.5B
$2.83M 0.92%
62,044
-102
-0.2% -$4.84K
DFAS icon
20
Dimensional US Small Cap ETF
DFAS
$15.2B
$2.72M 0.88%
51,817
+671
+1% +$37K
JMUB icon
21
JPMorgan Municipal ETF
JMUB
$8.19B
$2.46M 0.8%
+50,939
New +$2.53M
JMST icon
22
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$2.42M 0.79%
47,933
-16,286
-25% -$823K
BAB icon
23
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$2.24M 0.73%
88,739
-19,497
-18% -$506K
RVNU icon
24
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
$143M
$2.1M 0.68%
88,459
+70,598
+395% +$1.74M
DFIV icon
25
Dimensional International Value ETF
DFIV
$20.7B
$2.08M 0.68%
63,827
-361
-0.6% -$12K
1
2 3 4 5

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3D/L Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, 3D/L Capital Management held 107 positions worth $308M, down 11% from $346M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

3D/L Capital Management withdrew a net $27.6M in Q3 2023, closing 26 positions and reducing 51 holdings. Its most notable exit was FT Vest US Equity Buffer ETF February, an estimated $25.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.55% of assets, down from 0.55% a quarter earlier, followed by Healthcare and Financials.

Against the trend, 3D/L Capital Management opened a new position in FT Vest US Equity Buffer ETF May worth $28.6M.

  • 3D/L Capital Management's largest Q3 2023 buy was FT Vest US Equity Buffer ETF May: 745,536 shares worth $28.6M.
  • 3D/L Capital Management added most to Xtrackers Municipal Infrastructure Revenue Bond ETF in Q3 2023, an estimated $1.74M increase.
  • 3D/L Capital Management's biggest Q3 2023 reduction was iShares National Muni Bond ETF, cutting an estimated $5.23M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF February in Q3 2023, selling an estimated $25.3M.
  • 3D/L Capital Management's ten largest holdings make up 68% of its $308M portfolio in Q3 2023.
  • 3D/L Capital Management opened 8 new positions and closed 26 in Q3 2023.
  • 3D/L Capital Management's portfolio value fell 11% quarter-over-quarter to $308M.

Based on 3D/L Capital Management's 13F filing for Q3 2023, filed 26 Oct 2023.