3D/L Capital Management’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

3D/L Capital Management’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-68,922	Closed	-$3.26M	–	50
2023 Q3	$3.26M	Sell	68,922 -20,454	-23%	-$973K	1.06%	18
2023 Q2	$4.26M	Sell	89,376 -19,262	-18%	-$923K	1.23%	17
2023 Q1	$5.2M	Sell	108,638 -4,910	-4%	-$235K	1.38%	17
2022 Q4	$5.38M	Sell	113,548 -107,332	-49%	-$5.07M	1.45%	17
2022 Q3	$10.5M	Sell	220,880 -6,576	-3%	-$317K	3.11%	11
2022 Q2	$11M	Sell	227,456 -4,197	-2%	-$204K	3.07%	12
2022 Q1	$11.3M	Buy	231,653 +4,516	+2%	+$224K	2.79%	13
2021 Q4	$11.4M	Sell	227,137 -549	-0.2%	-$27.6K	2.65%	13
2021 Q3	$11.5M	Sell	227,686 -1,942	-0.8%	-$98.6K	2.76%	13
2021 Q2	$11.7M	Sell	229,628 -3,838	-2%	-$196K	2.79%	13
2021 Q1	$11.9M	Sell	233,466 -13,233	-5%	-$680K	3.02%	13
2020 Q4	$13K	Buy	+246,699	New	+$12.7M	0.02%	77

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

3D/L Capital Management's LMBS Position: Q4 2023 in Review

3D/L Capital Management sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q4 2023, closing a stake of 68,922 shares — an estimated $3.26M sold.

3D/L Capital Management first reported a position in LMBS in Q4 2020 and held it in 12 quarters. The position peaked at $11.9M in Q1 2021. 377 funds tracked by Wall St. Rank hold LMBS as of Q4 2023.

3D/L Capital Management reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q4 2023 after selling out during the quarter.
3D/L Capital Management sold 68,922 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q4 2023, an estimated $3.26M.
3D/L Capital Management first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q4 2020 and held it in 12 quarters.
3D/L Capital Management's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $11.9M in Q1 2021.
377 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q4 2023.

Based on 3D/L Capital Management's 13F filing for Q4 2023.