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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
-3.21%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$308M
AUM Growth
-$38M
Cap. Flow
-$27.6M
Cap. Flow %
-8.95%
Top 10 Hldgs %
68.02%
Holding
107
New
8
Increased
22
Reduced
51
Closed
26

Top Buys

Rank Stock Value
1
FMAY icon
FT Vest US Equity Buffer ETF May
FMAY
+$29.2M
2
JMUB icon
JPMorgan Municipal ETF
JMUB
+$2.53M
3
RVNU icon
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
+$1.74M
4
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.68M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.65M

Top Sells

Rank Stock Value
1
FFEB icon
FT Vest US Equity Buffer ETF February
FFEB
+$25.3M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$5.23M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$4.47M
4
VTV icon
Vanguard Value ETF
VTV
+$2.55M
5
MLN icon
VanEck Long Muni ETF
MLN
+$2.42M

Sector Composition

Rank Sector Weight
1 Technology 0.55%
2 Healthcare 0.12%
3 Financials 0%
4 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDTT icon
76
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.52B
$233K 0.08%
10,062
+103
+1% +$2.41K
ESGE icon
77
iShares ESG Aware MSCI EM ETF
ESGE
$6.51B
$226K 0.07%
7,454
-703
-9% -$22.3K
VWO icon
78
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$204K 0.07%
5,215
-3,520
-40% -$144K
OIH icon
79
VanEck Oil Services ETF
OIH
$2.06B
$203K 0.07%
+588
New +$199K
CLOU icon
80
Global X Cloud Computing ETF
CLOU
$224M
$194K 0.06%
10,277
-272
-3% -$5.43K
EBIZ icon
81
Global X E-commerce ETF
EBIZ
$26.9M
$188K 0.06%
10,369
-147
-1% -$2.79K
AGG icon
82
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-2,601
Closed -$255K
BIV icon
83
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
– –
-3,762
Closed -$283K
BLV icon
84
Vanguard Long-Term Bond ETF
BLV
$5.75B
– –
-4,143
Closed -$310K
BRK.A icon
85
Berkshire Hathaway Class A
BRK.A
$1.07T
– –
-1
Closed -$518K
CEW
86
WisdomTree Emerging Currency Strategy Fund
CEW
$15.6M
– –
-10,792
Closed -$190K
DFEB icon
87
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
– –
-22,681
Closed -$802K
EFG icon
88
iShares MSCI EAFE Growth ETF
EFG
$16.3B
– –
-3,047
Closed -$291K
EFV icon
89
iShares MSCI EAFE Value ETF
EFV
$27.6B
– –
-4,507
Closed -$221K
ESGU icon
90
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
– –
-2,208
Closed -$215K
FFEB icon
91
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
– –
-636,085
Closed -$25.3M
IEFA icon
92
iShares Core MSCI EAFE ETF
IEFA
$186B
– –
-3,442
Closed -$232K
IEMG icon
93
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
– –
-5,245
Closed -$259K
IUSB icon
94
iShares Core Universal USD Bond ETF
IUSB
$42.6B
– –
-9,390
Closed -$427K
IVW icon
95
iShares S&P 500 Growth ETF
IVW
$72.5B
– –
-3,401
Closed -$240K
IWB icon
96
iShares Russell 1000 ETF
IWB
$47.7B
– –
-899
Closed -$219K
J icon
97
Jacobs Solutions
J
$15.9B
– –
-5,422
Closed -$533K
KEMX icon
98
KraneShares MSCI Emerging Markets Ex China Index ETF
KEMX
$124M
– –
-9,302
Closed -$248K
MLN icon
99
VanEck Long Muni ETF
MLN
$683M
– –
-134,807
Closed -$2.42M
PHO icon
100
Invesco Water Resources ETF
PHO
$1.97B
– –
-3,684
Closed -$208K
1 2 3
4
5

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3D/L Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, 3D/L Capital Management held 107 positions worth $308M, down 11% from $346M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

3D/L Capital Management withdrew a net $27.6M in Q3 2023, closing 26 positions and reducing 51 holdings. Its most notable exit was FT Vest US Equity Buffer ETF February, an estimated $25.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.55% of assets, down from 0.55% a quarter earlier, followed by Healthcare and Financials.

Against the trend, 3D/L Capital Management opened a new position in FT Vest US Equity Buffer ETF May worth $28.6M.

  • 3D/L Capital Management's largest Q3 2023 buy was FT Vest US Equity Buffer ETF May: 745,536 shares worth $28.6M.
  • 3D/L Capital Management added most to Xtrackers Municipal Infrastructure Revenue Bond ETF in Q3 2023, an estimated $1.74M increase.
  • 3D/L Capital Management's biggest Q3 2023 reduction was iShares National Muni Bond ETF, cutting an estimated $5.23M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF February in Q3 2023, selling an estimated $25.3M.
  • 3D/L Capital Management's ten largest holdings make up 68% of its $308M portfolio in Q3 2023.
  • 3D/L Capital Management opened 8 new positions and closed 26 in Q3 2023.
  • 3D/L Capital Management's portfolio value fell 11% quarter-over-quarter to $308M.

Based on 3D/L Capital Management's 13F filing for Q3 2023, filed 26 Oct 2023.