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3LCM
3D/L Capital Management Portfolio holdings
AUM
$308M
1-Year Est. Return
13.67%
This Fund
S&P 500
This Quarter
Est. Return
-3.21%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$308M
AUM Growth
-$38M
(-11%)
Cap. Flow
-$27.6M
Cap. Flow
% of AUM
-8.95%
Top 10 Holdings %
Top 10 Hldgs %
68.02%
Holding
107
New
8
Increased
22
Reduced
51
Closed
26
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF May
FMAY
|
+$29.2M |
| 2 |
JPMorgan Municipal ETF
JMUB
|
+$2.53M |
| 3 |
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
|
+$1.74M |
| 4 |
First Trust Managed Municipal ETF
FMB
|
+$1.68M |
| 5 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$1.65M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF February
FFEB
|
+$25.3M |
| 2 |
iShares National Muni Bond ETF
MUB
|
+$5.23M |
| 3 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$4.47M |
| 4 |
Vanguard Morningstar Value ETF
VTV
|
+$2.55M |
| 5 |
VanEck Long Muni ETF
MLN
|
+$2.42M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 99.33% |
| 2 | Technology | 0.55% |
| 3 | Healthcare | 0.12% |
| 4 | Financials | 0% |
| 5 | Industrials | 0% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
FT Vest Growth-100 Buffer ETF March
QMAR
$594M
| – | – |
-20,578
| Closed | -$493K |
|
102
iShares MSCI USA Quality Factor ETF
QUAL
$47.2B
| – | – |
-2,370
| Closed | -$320K |
|
103
iShares 1-3 Year Treasury Bond ETF
SHY
$26.2B
| – | – |
-4,878
| Closed | -$395K |
|
104
Vanguard Morningstar Small-Cap ETF
VB
$80.7B
| – | – |
-1,223
| Closed | -$243K |
|
105
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.8B
| – | – |
-6,295
| Closed | -$290K |
|
|
BSCO
106
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
| – | – |
-9,911
| Closed | -$204K |
|
|
THCX
107
DELISTED
AXS Cannabis ETF
THCX
| – | – |
-6,729
| Closed | -$115K |
|
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3D/L Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, 3D/L Capital Management held 107 positions worth $308M, down 11% from $346M the previous quarter. Its ten largest holdings account for 68% of the portfolio.
3D/L Capital Management withdrew a net $27.6M in Q3 2023, closing 26 positions and reducing 51 holdings. Its most notable exit was FT Vest US Equity Buffer ETF February, an estimated $25.3M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 99% a quarter earlier, followed by Technology and Healthcare.
Against the trend, 3D/L Capital Management opened a new position in FT Vest US Equity Buffer ETF May worth $28.6M.
- 3D/L Capital Management's largest Q3 2023 buy was FT Vest US Equity Buffer ETF May: 745,536 shares worth $28.6M.
- 3D/L Capital Management added most to Xtrackers Municipal Infrastructure Revenue Bond Active ETF in Q3 2023, an estimated $1.74M increase.
- 3D/L Capital Management's biggest Q3 2023 reduction was iShares National Muni Bond ETF, cutting an estimated $5.23M.
- 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF February in Q3 2023, selling an estimated $25.3M.
- 3D/L Capital Management's ten largest holdings make up 68% of its $308M portfolio in Q3 2023.
- 3D/L Capital Management opened 8 new positions and closed 26 in Q3 2023.
- 3D/L Capital Management's portfolio value fell 11% quarter-over-quarter to $308M.
Based on 3D/L Capital Management's 13F filing for Q3 2023, filed 26 Oct 2023.