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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$395M
AUM Growth
+$314M
Cap. Flow
+$229M
Cap. Flow %
58.04%
Top 10 Hldgs %
65.12%
Holding
177
New
68
Increased
34
Reduced
12
Closed
63

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
2
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$31.3M
3
QDEF icon
Northern Trust Quality Dividend Defensive ETF
QDEF
+$29.3M
4
EZM icon
WisdomTree US MidCap Fund
EZM
+$25.4M
5
IQDF icon
Northern Trust International Quality Dividend ETF
IQDF
+$24.3M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$6.72M
2
GQRE icon
Northern Trust Global Quality Real Estate ETF
GQRE
+$6.69M
3
MSFT icon
Microsoft
MSFT
+$5.25M
4
AMZN icon
Amazon
AMZN
+$4.46M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.17%
2 Healthcare 0.31%
3 Industrials 0.15%
4 Materials 0.11%
5 Financials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
1
Vanguard Morningstar Value ETF
VTV
$192B
$38M 9.63%
288,999
+288,696
+95,279% +$36.2M
JQUA icon
2
JPMorgan US Quality Factor ETF
JQUA
$8.7B
$32.3M 8.19%
856,841
+855,977
+99,071% +$31.3M
QDEF icon
3
Northern Trust Quality Dividend Defensive ETF
QDEF
$555M
$30.4M 7.7%
594,413
+593,745
+88,884% +$29.3M
EZM icon
4
WisdomTree US MidCap Fund
EZM
$943M
$27M 6.85%
530,972
+530,397
+92,243% +$25.4M
IQDF icon
5
Northern Trust International Quality Dividend ETF
IQDF
$1.2B
$24.7M 6.26%
961,142
+960,149
+96,692% +$24.3M
GSIE icon
6
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.12B
$22.9M 5.79%
691,601
+690,880
+95,822% +$22.7M
KVLE icon
7
KraneShares Value Line Dynamic Dividend Equity Index ETF
KVLE
$42M
$22.5M 5.69%
976,288
+314,674
+48% +$6.8M
DLS icon
8
WisdomTree International SmallCap Dividend Fund
DLS
$1.09B
$22.2M 5.64%
308,036
+307,713
+95,267% +$21.8M
BOND icon
9
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.59B
$21.2M 5.37%
193,751
+193,565
+104,067% +$21.6M
EES icon
10
WisdomTree US SmallCap Earnings Fund
EES
$714M
$15.8M 4%
333,218
+332,833
+86,450% +$14.8M
IVLU icon
11
iShares MSCI Intl Value Factor ETF
IVLU
$4.67B
$14M 3.54%
552,315
+551,700
+89,707% +$13.4M
KEMX icon
12
KraneShares MSCI Emerging Markets Ex China Index ETF
KEMX
$137M
$13.1M 3.31%
+420,444
New +$13.1M
LMBS icon
13
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.46B
$11.9M 3.02%
233,466
+233,213
+92,179% +$12M
KALL
14
DELISTED
KraneShares MSCI All China Index ETF
KALL
$10.6M 2.68%
+303,604
New +$11.3M
BCI icon
15
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$3.43B
$6.95M 1.76%
298,608
-12,365
-4% -$287K
AGGY icon
16
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$905M
$6.82M 1.73%
133,247
-26,586
-17% -$1.39M
JMST icon
17
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.38B
$6.35M 1.61%
124,420
+181
+0.1% +$9.24K
RVNU icon
18
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$141M
$5.34M 1.35%
184,779
-8,388
-4% -$244K
JHMM icon
19
John Hancock Multifactor Mid Cap ETF
JHMM
$6.05B
$3.83M 0.97%
77,855
+1,330
+2% +$63.3K
BAB icon
20
Invesco Taxable Municipal Bond ETF
BAB
$892M
$3.07M 0.78%
95,876
-2,875
-3% -$94.5K
FMB icon
21
First Trust Managed Municipal ETF
FMB
$2.04B
$2.39M 0.6%
42,296
-2,198
-5% -$125K
BSCP
22
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$2.24M 0.57%
101,034
+16,390
+19% +$367K
TAXF icon
23
American Century Diversified Municipal Bond ETF
TAXF
$676M
$2.01M 0.51%
36,759
+1,152
+3% +$63.1K
HYGV icon
24
Northern Trust High Yield Value-Scored Bond ETF
HYGV
$1.07B
$1.71M 0.43%
34,512
-4,091
-11% -$202K
VEA icon
25
Vanguard FTSE Developed Markets ETF
VEA
$240B
$1.51M 0.38%
30,756
+6,438
+26% +$315K
1
2 3 4 5

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3D/L Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, 3D/L Capital Management held 177 positions worth $395M, up 389% from $80.7M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

3D/L Capital Management deployed $229M of net new capital in Q1 2021, opening 68 new positions and adding to 34 existing holdings. Its largest new stake was KraneShares MSCI Emerging Markets Ex China Index ETF: 420,444 shares worth $13.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 0.45% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Apple, an estimated $6.72M trimmed.

  • 3D/L Capital Management's largest Q1 2021 buy was KraneShares MSCI Emerging Markets Ex China Index ETF: 420,444 shares worth $13.1M.
  • 3D/L Capital Management added most to Vanguard Morningstar Value ETF in Q1 2021, an estimated $36.2M increase.
  • 3D/L Capital Management's biggest Q1 2021 reduction was Apple, cutting an estimated $6.72M.
  • 3D/L Capital Management fully exited Microsoft in Q1 2021, selling an estimated $5.25M.
  • 3D/L Capital Management's ten largest holdings make up 65% of its $395M portfolio in Q1 2021.
  • 3D/L Capital Management opened 68 new positions and closed 63 in Q1 2021.
  • 3D/L Capital Management's portfolio value rose 389% quarter-over-quarter to $395M.

Based on 3D/L Capital Management's 13F filing for Q1 2021, filed 13 May 2021.