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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
10 Year Est. Return
AUM
$395M
AUM Growth
+$314M
Cap. Flow
-$71.4M
Cap. Flow %
-18.09%
Top 10 Hldgs %
65.12%
Holding
177
New
68
Increased
22
Reduced
24
Closed
63
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
VTV icon
1
Vanguard Value ETF
VTV
$189B
$38M 9.63%
288,999
-9,832
-3% -$1.23M
JQUA icon
2
JPMorgan US Quality Factor ETF
JQUA
$8.09B
$32.3M 8.19%
856,841
-596
-0.1% -$21.8K
QDEF icon
3
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
$30.4M 7.7%
594,413
-81,010
-12% -$3.99M
EZM icon
4
WisdomTree US MidCap Fund
EZM
$937M
$27M 6.85%
530,972
-54,814
-9% -$2.63M
IQDF icon
5
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$24.7M 6.26%
961,142
-47,084
-5% -$1.19M
GSIE icon
6
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$22.9M 5.79%
691,601
-34,481
-5% -$1.13M
KVLE icon
7
KraneShares Value Line Dynamic Dividend Equity Index ETF
KVLE
$41M
$22.5M 5.69%
976,288
+314,674
+48% +$6.8M
DLS icon
8
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$22.2M 5.64%
308,036
-22,276
-7% -$1.58M
BOND icon
9
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$21.2M 5.37%
193,751
+3,772
+2% +$420K
EES icon
10
WisdomTree US SmallCap Earnings Fund
EES
$716M
$15.8M 4%
333,218
-57,947
-15% -$2.58M
IVLU icon
11
iShares MSCI Intl Value Factor ETF
IVLU
$4.31B
$14M 3.54%
552,315
-80,512
-13% -$1.96M
KEMX icon
12
KraneShares MSCI Emerging Markets Ex China Index ETF
KEMX
$124M
$13.1M 3.31%
+420,444
New +$13.1M
LMBS icon
13
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$11.9M 3.02%
233,466
-13,233
-5% -$680K
KALL
14
DELISTED
KraneShares MSCI All China Index ETF
KALL
$10.6M 2.68%
+303,604
New +$11.3M
BCI icon
15
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.56B
$6.95M 1.76%
298,608
-12,365
-4% -$287K
AGGY icon
16
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$6.82M 1.73%
133,247
-26,586
-17% -$1.39M
JMST icon
17
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$6.35M 1.61%
124,420
+181
+0.1% +$9.24K
RVNU icon
18
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
$143M
$5.34M 1.35%
184,779
-8,388
-4% -$244K
JHMM icon
19
John Hancock Multifactor Mid Cap ETF
JHMM
$5.89B
$3.83M 0.97%
77,855
+1,330
+2% +$63.3K
BAB icon
20
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$3.07M 0.78%
95,876
-2,875
-3% -$94.5K
FMB icon
21
First Trust Managed Municipal ETF
FMB
$2.03B
$2.39M 0.6%
42,296
-2,198
-5% -$125K
BSCP
22
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$2.24M 0.57%
101,034
+16,390
+19% +$367K
TAXF icon
23
American Century Diversified Municipal Bond ETF
TAXF
$667M
$2.01M 0.51%
36,759
+1,152
+3% +$63.1K
HYGV icon
24
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
$1.71M 0.43%
34,512
-4,091
-11% -$202K
VEA icon
25
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.51M 0.38%
30,756
+6,438
+26% +$315K

Similar funds

3D/L Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, 3D/L Capital Management held 177 positions worth $395M, up 389% from $80.7M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

3D/L Capital Management withdrew a net $71.4M in Q1 2021, closing 63 positions and reducing 24 holdings. Its most notable exit was Microsoft, an estimated $5.25M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.31% of assets, down from 10% a quarter earlier, followed by Industrials and Materials.

Against the trend, 3D/L Capital Management opened a new position in KraneShares MSCI Emerging Markets Ex China Index ETF worth $13.1M.

  • 3D/L Capital Management's largest Q1 2021 buy was KraneShares MSCI Emerging Markets Ex China Index ETF: 420,444 shares worth $13.1M.
  • 3D/L Capital Management added most to KraneShares Value Line Dynamic Dividend Equity Index ETF in Q1 2021, an estimated $6.8M increase.
  • 3D/L Capital Management's biggest Q1 2021 reduction was WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund, cutting an estimated $16.1M.
  • 3D/L Capital Management fully exited Microsoft in Q1 2021, selling an estimated $5.25M.
  • 3D/L Capital Management's ten largest holdings make up 65% of its $395M portfolio in Q1 2021.
  • 3D/L Capital Management opened 68 new positions and closed 63 in Q1 2021.
  • 3D/L Capital Management's portfolio value rose 389% quarter-over-quarter to $395M.

Based on 3D/L Capital Management's 13F filing for Q1 2021, filed 13 May 2021.