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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$372M
AUM Growth
+$34.9M
Cap. Flow
+$2.66M
Cap. Flow %
0.72%
Top 10 Hldgs %
64.42%
Holding
113
New
11
Increased
43
Reduced
47
Closed
9

Top Buys

Rank Stock Value
1
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$26.2M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.74M
3
MUB icon
iShares National Muni Bond ETF
MUB
+$6.61M
4
MLN icon
VanEck Long Muni ETF
MLN
+$2.72M
5
TUA icon
Simplify Short Term Treasury Futures Strategy ETF
TUA
+$2.01M

Top Sells

Rank Stock Value
1
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$29.8M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$5.07M
3
RVNU icon
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
+$3.73M
4
TAXF icon
American Century Diversified Municipal Bond ETF
TAXF
+$1.93M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.92M

Sector Composition

Rank Sector Weight
1 Technology 0.37%
2 Healthcare 0.16%
3 Industrials 0.14%
4 Financials 0.13%
5 Consumer Staples 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUHP icon
1
Dimensional US High Profitability ETF
DUHP
$12.3B
$34.4M 9.25%
1,432,353
+45,817
+3% +$1.09M
VTV icon
2
Vanguard Value ETF
VTV
$189B
$34M 9.16%
242,478
-9,288
-4% -$1.28M
FOCT icon
3
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$26.3M 7.07%
+796,415
New +$26.2M
IVLU icon
4
iShares MSCI Intl Value Factor ETF
IVLU
$4.31B
$25.2M 6.78%
1,087,672
+29,208
+3% +$644K
DFIC icon
5
Dimensional International Core Equity 2 ETF
DFIC
$14.5B
$24.3M 6.54%
1,087,439
+3,834
+0.4% +$81.9K
EZM icon
6
WisdomTree US MidCap Fund
EZM
$937M
$22.3M 6%
458,973
+7,673
+2% +$374K
BOND icon
7
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$20.6M 5.56%
228,191
+20,516
+10% +$1.85M
KVLE icon
8
KraneShares Value Line Dynamic Dividend Equity Index ETF
KVLE
$41M
$19.6M 5.28%
915,942
-3,497
-0.4% -$75.4K
DFAE icon
9
Dimensional Emerging Core Equity Market ETF
DFAE
$9.21B
$16.8M 4.52%
765,676
-4,978
-0.6% -$106K
DLS icon
10
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$15.8M 4.26%
273,163
+829
+0.3% +$46.1K
DFEV icon
11
Dimensional Emerging Markets Value ETF
DFEV
$1.93B
$11.5M 3.09%
507,844
+2,786
+0.6% +$61.1K
EES icon
12
WisdomTree US SmallCap Earnings Fund
EES
$716M
$10.4M 2.81%
245,135
+2,433
+1% +$105K
DFSV
13
Dimensional US Small Cap Value ETF
DFSV
$8.14B
$10.2M 2.74%
411,062
+11,720
+3% +$290K
MUB icon
14
iShares National Muni Bond ETF
MUB
$45.1B
$7.39M 1.99%
69,989
+63,398
+962% +$6.61M
STIP icon
15
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$6.72M 1.81%
+69,325
New +$6.74M
DFUS
16
Dimensional US Equity ETF
DFUS
$20.7B
$5.53M 1.49%
132,831
-1,504
-1% -$62.9K
LMBS icon
17
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$5.38M 1.45%
113,548
-107,332
-49% -$5.07M
JMST icon
18
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$4.29M 1.15%
84,853
-29,773
-26% -$1.5M
AGGY icon
19
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$4.01M 1.08%
94,090
-28,808
-23% -$1.22M
DIHP icon
20
Dimensional International High Profitability ETF
DIHP
$6.18B
$3.52M 0.95%
159,461
+9,030
+6% +$192K
JHMM icon
21
John Hancock Multifactor Mid Cap ETF
JHMM
$5.89B
$3.35M 0.9%
71,967
-1,650
-2% -$76.7K
DFAT icon
22
Dimensional US Targeted Value ETF
DFAT
$14.5B
$3.02M 0.81%
68,762
-2,322
-3% -$102K
DFAS icon
23
Dimensional US Small Cap ETF
DFAS
$15.2B
$2.88M 0.77%
56,245
-730
-1% -$37.6K
MLN icon
24
VanEck Long Muni ETF
MLN
$683M
$2.77M 0.75%
+158,909
New +$2.72M
DFIV icon
25
Dimensional International Value ETF
DFIV
$20.7B
$2.2M 0.59%
72,491
-2,078
-3% -$60.3K
1
2 3 4 5

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3D/L Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, 3D/L Capital Management held 113 positions worth $372M, up 10% from $337M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

3D/L Capital Management's Q4 2022 filing shows 11 new, 43 increased, 47 reduced and 9 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 796,415 shares worth $26.3M. The largest sale was FlexShares US Quality Large Cap Index Fund, an estimated $29.8M.

By sector, the portfolio is most concentrated in Technology at 0.37% of assets, up from 0.1% a quarter earlier, followed by Healthcare and Industrials.

  • 3D/L Capital Management's largest Q4 2022 buy was FT Vest US Equity Buffer ETF October: 796,415 shares worth $26.3M.
  • 3D/L Capital Management added most to iShares National Muni Bond ETF in Q4 2022, an estimated $6.61M increase.
  • 3D/L Capital Management's biggest Q4 2022 reduction was FlexShares US Quality Large Cap Index Fund, cutting an estimated $29.8M.
  • 3D/L Capital Management fully exited American Century Diversified Municipal Bond ETF in Q4 2022, selling an estimated $1.93M.
  • 3D/L Capital Management's ten largest holdings make up 64% of its $372M portfolio in Q4 2022.
  • 3D/L Capital Management opened 11 new positions and closed 9 in Q4 2022.
  • 3D/L Capital Management's portfolio value rose 10% quarter-over-quarter to $372M.

Based on 3D/L Capital Management's 13F filing for Q4 2022, filed 13 Feb 2023.