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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$377M
AUM Growth
+$5.46M
Cap. Flow
-$8.7M
Cap. Flow %
-2.31%
Top 10 Hldgs %
65.26%
Holding
118
New
14
Increased
22
Reduced
70
Closed
10

Top Buys

Rank Stock Value
1
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$2.59M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.94M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.91M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.86M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.71M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.93M
2
TUA icon
Simplify Short Term Treasury Futures Strategy ETF
TUA
+$1.98M
3
VTV icon
Vanguard Value ETF
VTV
+$1.1M
4
EZM icon
WisdomTree US MidCap Fund
EZM
+$767K
5
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$724K

Sector Composition

Rank Sector Weight
1 Technology 0.43%
2 Industrials 0.14%
3 Healthcare 0.12%
4 Financials 0.12%
5 Consumer Staples 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUHP icon
1
Dimensional US High Profitability ETF
DUHP
$12.3B
$35.7M 9.46%
1,418,440
-13,913
-1% -$344K
VTV icon
2
Vanguard Value ETF
VTV
$189B
$32.4M 8.59%
234,645
-7,833
-3% -$1.1M
FOCT icon
3
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$27.2M 7.21%
775,272
-21,143
-3% -$724K
IVLU icon
4
iShares MSCI Intl Value Factor ETF
IVLU
$4.31B
$26.4M 6.99%
1,063,763
-23,909
-2% -$587K
DFIC icon
5
Dimensional International Core Equity 2 ETF
DFIC
$14.5B
$25.6M 6.79%
1,064,658
-22,781
-2% -$541K
BOND icon
6
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$23.1M 6.13%
249,216
+21,025
+9% +$1.94M
EZM icon
7
WisdomTree US MidCap Fund
EZM
$937M
$22.1M 5.86%
444,099
-14,874
-3% -$767K
KVLE icon
8
KraneShares Value Line Dynamic Dividend Equity Index ETF
KVLE
$41M
$20.5M 5.44%
920,177
+4,235
+0.5% +$92.6K
DFAE icon
9
Dimensional Emerging Core Equity Market ETF
DFAE
$9.21B
$17.2M 4.57%
748,599
-17,077
-2% -$394K
DLS icon
10
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$16M 4.23%
261,900
-11,263
-4% -$690K
DFEV icon
11
Dimensional Emerging Markets Value ETF
DFEV
$1.93B
$11.6M 3.08%
496,323
-11,521
-2% -$270K
EES icon
12
WisdomTree US SmallCap Earnings Fund
EES
$716M
$10.2M 2.71%
236,477
-8,658
-4% -$392K
DFSV
13
Dimensional US Small Cap Value ETF
DFSV
$8.14B
$9.82M 2.6%
393,853
-17,209
-4% -$451K
MUB icon
14
iShares National Muni Bond ETF
MUB
$45.1B
$6.93M 1.84%
64,339
-5,650
-8% -$604K
AGGY icon
15
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$6.71M 1.78%
153,657
+59,567
+63% +$2.59M
DFUS
16
Dimensional US Equity ETF
DFUS
$20.7B
$5.63M 1.49%
126,668
-6,163
-5% -$268K
LMBS icon
17
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$5.2M 1.38%
108,638
-4,910
-4% -$235K
DIHP icon
18
Dimensional International High Profitability ETF
DIHP
$6.18B
$4.01M 1.06%
165,891
+6,430
+4% +$151K
JMST icon
19
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$3.92M 1.04%
77,242
-7,611
-9% -$385K
JHMM icon
20
John Hancock Multifactor Mid Cap ETF
JHMM
$5.89B
$3.57M 0.95%
74,579
+2,612
+4% +$127K
DFAT icon
21
Dimensional US Targeted Value ETF
DFAT
$14.5B
$2.84M 0.75%
63,889
-4,873
-7% -$226K
DFAS icon
22
Dimensional US Small Cap ETF
DFAS
$15.2B
$2.77M 0.74%
52,621
-3,624
-6% -$196K
MLN icon
23
VanEck Long Muni ETF
MLN
$683M
$2.62M 0.69%
145,263
-13,646
-9% -$243K
DFIV icon
24
Dimensional International Value ETF
DFIV
$20.7B
$2.29M 0.61%
71,161
-1,330
-2% -$42.9K
BAB icon
25
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$2.11M 0.56%
78,424
-4,824
-6% -$128K
1
2 3 4 5

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3D/L Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, 3D/L Capital Management held 118 positions worth $377M, up 1.5% from $372M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

3D/L Capital Management's Q1 2023 filing shows 14 new, 22 increased, 70 reduced and 10 closed positions. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 23,394 shares worth $1.92M. The largest sale was iShares 0-5 Year TIPS Bond ETF, an estimated $5.93M.

By sector, the portfolio is most concentrated in Technology at 0.43% of assets, up from 0.37% a quarter earlier, followed by Industrials and Healthcare.

  • 3D/L Capital Management's largest Q1 2023 buy was iShares 1-3 Year Treasury Bond ETF: 23,394 shares worth $1.92M.
  • 3D/L Capital Management added most to WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, an estimated $2.59M increase.
  • 3D/L Capital Management's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $5.93M.
  • 3D/L Capital Management fully exited Simplify Short Term Treasury Futures Strategy ETF in Q1 2023, selling an estimated $1.98M.
  • 3D/L Capital Management's ten largest holdings make up 65% of its $377M portfolio in Q1 2023.
  • 3D/L Capital Management opened 14 new positions and closed 10 in Q1 2023.
  • 3D/L Capital Management's portfolio value rose 1.5% quarter-over-quarter to $377M.

Based on 3D/L Capital Management's 13F filing for Q1 2023, filed 8 May 2023.