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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$11.3M
Cap. Flow
-$3.61M
Cap. Flow %
-0.84%
Top 10 Hldgs %
62.26%
Holding
133
New
7
Increased
74
Reduced
39
Closed
7

Top Buys

Rank Stock Value
1
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$1.1M
2
DOCT
FT Vest US Equity Deep Buffer ETF October
DOCT
+$468K
3
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$388K
4
IQDF icon
FlexShares International Quality Dividend Index Fund
IQDF
+$291K
5
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$291K

Top Sells

Rank Stock Value
1
JQUA icon
JPMorgan US Quality Factor ETF
JQUA
+$1.3M
2
KALL
KraneShares MSCI All China Index ETF
KALL
+$1.11M
3
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$1.09M
4
KVLE icon
KraneShares Value Line Dynamic Dividend Equity Index ETF
KVLE
+$961K
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$918K

Sector Composition

Rank Sector Weight
1 Healthcare 0.2%
2 Industrials 0.15%
3 Financials 0.11%
4 Technology 0.1%
5 Materials 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
1
Vanguard Value ETF
VTV
$189B
$40.5M 9.47%
275,385
-2,406
-0.9% -$344K
JQUA icon
2
JPMorgan US Quality Factor ETF
JQUA
$8.09B
$36.1M 8.43%
792,641
-29,708
-4% -$1.3M
QLC icon
3
FlexShares US Quality Large Cap Index Fund
QLC
$989M
$32.7M 7.63%
625,668
-15,269
-2% -$769K
EZM icon
4
WisdomTree US MidCap Fund
EZM
$937M
$26.6M 6.23%
473,339
-16,703
-3% -$918K
IQDF icon
5
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$24.3M 5.69%
952,241
+11,361
+1% +$291K
GSIE icon
6
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$23.6M 5.51%
668,750
+2,284
+0.3% +$79.9K
BOND icon
7
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$22.5M 5.26%
205,740
-1,513
-0.7% -$166K
DLS icon
8
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$22.3M 5.21%
302,562
+2,746
+0.9% +$202K
KVLE icon
9
KraneShares Value Line Dynamic Dividend Equity Index ETF
KVLE
$41M
$22.2M 5.19%
920,200
-38,734
-4% -$961K
EES icon
10
WisdomTree US SmallCap Earnings Fund
EES
$716M
$15.6M 3.64%
303,036
+3,118
+1% +$159K
KEMX icon
11
KraneShares MSCI Emerging Markets Ex China Index ETF
KEMX
$124M
$14.5M 3.39%
465,219
+1,223
+0.3% +$39.2K
IVLU icon
12
iShares MSCI Intl Value Factor ETF
IVLU
$4.31B
$13.9M 3.26%
548,037
+10,726
+2% +$276K
LMBS icon
13
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$11.4M 2.65%
227,137
-549
-0.2% -$27.6K
KALL
14
DELISTED
KraneShares MSCI All China Index ETF
KALL
$9.51M 2.22%
332,869
-36,080
-10% -$1.11M
DFUS
15
Dimensional US Equity ETF
DFUS
$20.7B
$6.8M 1.59%
131,576
-764
-0.6% -$38.4K
BCI icon
16
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.56B
$6.76M 1.58%
294,004
+990
+0.3% +$27.2K
JMST icon
17
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$6.72M 1.57%
131,616
+3,557
+3% +$182K
AGGY icon
18
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$6.29M 1.47%
121,694
-537
-0.4% -$27.8K
RVNU icon
19
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
$143M
$5.67M 1.32%
193,632
+5,226
+3% +$152K
JHMM icon
20
John Hancock Multifactor Mid Cap ETF
JHMM
$5.89B
$4.04M 0.94%
72,669
-1,582
-2% -$86.3K
DFAS icon
21
Dimensional US Small Cap ETF
DFAS
$15.2B
$3.35M 0.78%
55,769
+1,158
+2% +$69.9K
DFAT icon
22
Dimensional US Targeted Value ETF
DFAT
$14.5B
$3.34M 0.78%
70,260
+316
+0.5% +$14.8K
BAB icon
23
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$3.12M 0.73%
94,760
-169
-0.2% -$5.58K
FMB icon
24
First Trust Managed Municipal ETF
FMB
$2.03B
$2.44M 0.57%
42,744
-1,783
-4% -$101K
DFIV icon
25
Dimensional International Value ETF
DFIV
$20.7B
$2.39M 0.56%
72,856
+2,857
+4% +$94.8K
1
2 3 4 5

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DCMIC
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3D/L Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, 3D/L Capital Management held 133 positions worth $428M, up 2.7% from $417M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

3D/L Capital Management's Q4 2021 filing shows 7 new, 74 increased, 39 reduced and 7 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 31,389 shares worth $1.12M. The largest sale was JPMorgan US Quality Factor ETF, an estimated $1.3M.

By sector, the portfolio is most concentrated in Healthcare at 0.2% of assets, up from 0.2% a quarter earlier, followed by Industrials and Financials.

  • 3D/L Capital Management's largest Q4 2021 buy was FT Vest US Equity Buffer ETF October: 31,389 shares worth $1.12M.
  • 3D/L Capital Management added most to FlexShares International Quality Dividend Index Fund in Q4 2021, an estimated $291K increase.
  • 3D/L Capital Management's biggest Q4 2021 reduction was JPMorgan US Quality Factor ETF, cutting an estimated $1.3M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF July in Q4 2021, selling an estimated $1.09M.
  • 3D/L Capital Management's ten largest holdings make up 62% of its $428M portfolio in Q4 2021.
  • 3D/L Capital Management opened 7 new positions and closed 7 in Q4 2021.
  • 3D/L Capital Management's portfolio value rose 2.7% quarter-over-quarter to $428M.

Based on 3D/L Capital Management's 13F filing for Q4 2021, filed 10 Feb 2022.