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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
-1.51%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$417M
AUM Growth
-$1.9M
Cap. Flow
+$4.85M
Cap. Flow %
1.16%
Top 10 Hldgs %
61.46%
Holding
135
New
10
Increased
60
Reduced
52
Closed
9

Top Buys

Rank Stock Value
1
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$30.2M
2
KALL
KraneShares MSCI All China Index ETF
KALL
+$3.06M
3
DFIV icon
Dimensional International Value ETF
DFIV
+$2.31M
4
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$1.1M
5
JIG icon
JPMorgan International Growth ETF
JIG
+$882K

Top Sells

Rank Stock Value
1
QDEF icon
FlexShares Quality Dividend Defensive Index Fund
QDEF
+$30.5M
2
FAPR icon
FT Vest US Equity Buffer ETF April
FAPR
+$950K
3
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$687K
4
IMTM icon
iShares MSCI Intl Momentum Factor ETF
IMTM
+$528K
5
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$400K

Sector Composition

Rank Sector Weight
1 Healthcare 0.2%
2 Industrials 0.14%
3 Financials 0.1%
4 Technology 0.08%
5 Materials 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
1
Vanguard Value ETF
VTV
$189B
$37.6M 9.03%
277,791
+970
+0.4% +$135K
JQUA icon
2
JPMorgan US Quality Factor ETF
JQUA
$8.09B
$33.7M 8.08%
822,349
-3,456
-0.4% -$146K
QLC icon
3
FlexShares US Quality Large Cap Index Fund
QLC
$989M
$30.4M 7.3%
640,937
+617,519
+2,637% +$30.2M
EZM icon
4
WisdomTree US MidCap Fund
EZM
$937M
$25.5M 6.12%
490,042
+1,157
+0.2% +$60.9K
IQDF icon
5
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$23.7M 5.69%
940,880
+8,439
+0.9% +$222K
BOND icon
6
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$22.9M 5.5%
207,253
-3,492
-2% -$389K
GSIE icon
7
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$22.8M 5.47%
666,466
+2,695
+0.4% +$95.6K
KVLE icon
8
KraneShares Value Line Dynamic Dividend Equity Index ETF
KVLE
$41M
$22.5M 5.41%
958,934
-2,273
-0.2% -$55.7K
DLS icon
9
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$22.3M 5.34%
299,816
+153
+0.1% +$11.6K
KEMX icon
10
KraneShares MSCI Emerging Markets Ex China Index ETF
KEMX
$124M
$14.7M 3.53%
463,996
-645
-0.1% -$20.7K
EES icon
11
WisdomTree US SmallCap Earnings Fund
EES
$716M
$14.5M 3.48%
299,918
+339
+0.1% +$16.4K
IVLU icon
12
iShares MSCI Intl Value Factor ETF
IVLU
$4.31B
$13.8M 3.32%
537,311
-2,224
-0.4% -$57.6K
LMBS icon
13
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$11.5M 2.76%
227,686
-1,942
-0.8% -$98.6K
KALL
14
DELISTED
KraneShares MSCI All China Index ETF
KALL
$11.4M 2.73%
368,949
+95,234
+35% +$3.06M
BCI icon
15
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.56B
$8.22M 1.97%
293,014
-2,568
-0.9% -$68.4K
JMST icon
16
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$6.54M 1.57%
128,059
+30
+0% +$1.53K
AGGY icon
17
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$6.35M 1.52%
122,231
-1,197
-1% -$63K
DFUS
18
Dimensional US Equity ETF
DFUS
$20.7B
$6.24M 1.5%
132,340
-8,097
-6% -$392K
RVNU icon
19
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
$143M
$5.47M 1.31%
188,406
-816
-0.4% -$24.1K
JHMM icon
20
John Hancock Multifactor Mid Cap ETF
JHMM
$5.89B
$3.83M 0.92%
74,251
+1,503
+2% +$79.1K
DFAS icon
21
Dimensional US Small Cap ETF
DFAS
$15.2B
$3.14M 0.75%
54,611
-279
-0.5% -$16.1K
BAB icon
22
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$3.12M 0.75%
94,929
-1,136
-1% -$38.1K
DFAT icon
23
Dimensional US Targeted Value ETF
DFAT
$14.5B
$3.11M 0.75%
69,944
-125
-0.2% -$5.54K
FMB icon
24
First Trust Managed Municipal ETF
FMB
$2.03B
$2.53M 0.61%
44,527
+413
+0.9% +$23.7K
DFIV icon
25
Dimensional International Value ETF
DFIV
$20.7B
$2.29M 0.55%
+69,999
New +$2.31M
1
2 3 4 5

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DCMIC
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IBT
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DT
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3D/L Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, 3D/L Capital Management held 135 positions worth $417M, down 0.45% from $419M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

3D/L Capital Management's Q3 2021 filing shows 10 new, 60 increased, 52 reduced and 9 closed positions. Its largest new stake was Dimensional International Value ETF: 69,999 shares worth $2.29M. The largest sale was FlexShares Quality Dividend Defensive Index Fund, an estimated $30.5M.

By sector, the portfolio is most concentrated in Healthcare at 0.2% of assets, down from 0.25% a quarter earlier, followed by Industrials and Financials.

  • 3D/L Capital Management's largest Q3 2021 buy was Dimensional International Value ETF: 69,999 shares worth $2.29M.
  • 3D/L Capital Management added most to FlexShares US Quality Large Cap Index Fund in Q3 2021, an estimated $30.2M increase.
  • 3D/L Capital Management's biggest Q3 2021 reduction was FlexShares Quality Dividend Defensive Index Fund, cutting an estimated $30.5M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF April in Q3 2021, selling an estimated $950K.
  • 3D/L Capital Management's ten largest holdings make up 61% of its $417M portfolio in Q3 2021.
  • 3D/L Capital Management opened 10 new positions and closed 9 in Q3 2021.
  • 3D/L Capital Management's portfolio value fell 0.45% quarter-over-quarter to $417M.

Based on 3D/L Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.