3D/L Capital Management’s FT Vest US Equity Buffer ETF October FOCT Stock Holding History

3D/L Capital Management’s Portfolio FOCT Stock Details FOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-22,069	Closed	-$806K	–	36
2023 Q3	$806K	Sell	22,069 -26,660	-55%	-$1.01M	0.26%	36
2023 Q2	$1.84M	Sell	48,729 -726,543	-94%	-$26M	0.53%	28
2023 Q1	$27.2M	Sell	775,272 -21,143	-3%	-$724K	7.21%	3
2022 Q4	$26.3M	Buy	+796,415	New	+$26.2M	7.07%	3
2022 Q2	–	Sell	-34,037	Closed	-$1.19M	–	113
2022 Q1	$1.19M	Buy	34,037 +2,648	+8%	+$91.4K	0.29%	35
2021 Q4	$1.12M	Buy	+31,389	New	+$1.1M	0.26%	35

Other funds holding FOCT

Americana Partners Houston, Texas $3.85B AUM 23.11% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Financial Designs Claremont, California $187M AUM 14.59% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LCWP

Legacy Capital Wealth Partners Little Rock, Arkansas $485M AUM 21.24% 1-Year Est. Return

RFG

REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

3D/L Capital Management's FOCT Position: Q4 2023 in Review

3D/L Capital Management sold out of FT Vest US Equity Buffer ETF October (FOCT) in Q4 2023, closing a stake of 22,069 shares — an estimated $806K sold.

3D/L Capital Management first reported a position in FOCT in Q4 2021 and held it in 6 quarters. The position peaked at $27.2M in Q1 2023. 97 funds tracked by Wall St. Rank hold FOCT as of Q4 2023.

3D/L Capital Management reported no remaining FT Vest US Equity Buffer ETF October position as of Q4 2023 after selling out during the quarter.
3D/L Capital Management sold 22,069 FT Vest US Equity Buffer ETF October shares in Q4 2023, an estimated $806K.
3D/L Capital Management first reported a position in FT Vest US Equity Buffer ETF October in Q4 2021 and held it in 6 quarters.
3D/L Capital Management's FT Vest US Equity Buffer ETF October position peaked at $27.2M in Q1 2023.
97 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF October as of Q4 2023.

Based on 3D/L Capital Management's 13F filing for Q4 2023.