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FT Vest US Equity Buffer ETF October
FOCT

Overview Fund Activity

86 hedge funds and large institutions have $155M invested in FT Vest US Equity Buffer ETF October in 2022 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 21 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
86
Holders Change
+36
Holders Change %
+72%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
47
Increased
21
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
3LCM
3D/L Capital Management
Connecticut
$26.3M
2
HI
Harbour Investments
Wisconsin
$9.86M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$10.1M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
$6.67M
5
Rockefeller Capital Management
Rockefeller Capital Management
New York
$5.73M

Top Sellers

1
HighTower Advisors
HighTower Advisors
Illinois
$0
2
PWM
PRW Wealth Management
Massachusetts
$0
3
KAS
Kestra Advisory Services
Texas
$1.37M
4
CW
CreativeOne Wealth
Kansas
$0
5
BRWA
B. Riley Wealth Advisors
Florida
$749K
Name Holding Trade Value Shares
Change 		Shares
Change %
3LCM
1
3D/L Capital Management
Connecticut
$26.3M +$26.3M +796,415 New
LAM
2
Lifestyle Asset Management
Texas
$16.3M +$16.3M +492,557 New
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$10.1M +$6.36M +192,660 +170%
HI
4
Harbour Investments
Wisconsin
$9.86M +$9.62M +291,444 +3,964%
Osaic Holdings
5
Osaic Holdings
Arizona
$7.51M +$5.39M +163,312 +255%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$6.67M +$6.01M +182,056 +916%
AWM
7
AE Wealth Management
Kansas
$5.8M +$2.81M +85,228 +94%
Rockefeller Capital Management
8
Rockefeller Capital Management
New York
$5.73M +$5.73M +173,539 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$5.22M +$5.22M +158,193 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$4.27M +$3.48M +105,323 +436%
SW
11
SMART Wealth
Nebraska
$3.63M +$3.63M +110,059 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$3.43M +$2.13M +64,651 +165%
VBFP
13
Valtinson Bruner Financial Planning
Minnesota
$3.01M +$134K +3,954 +5%
KWS
14
Keystone Wealth Services
California
$2.94M +$1.87M +56,512 +174%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$2.78M +$2.78M +84,339 New
Truist Financial
16
Truist Financial
North Carolina
$2.28M +$2.28M +69,171 New
IA
17
IFP Advisors
Florida
$2.28M -$116K -3,877 -5%
RJA
18
Raymond James & Associates
Florida
$2.26M +$2.26M +68,405 New
CSPIA
19
Cary Street Partners Investment Advisory
Virginia
$1.79M +$1.79M +54,136 New
OIA
20
OneDigital Investment Advisors
Kansas
$1.77M +$21.5K +650 +1%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$1.66M -$139K -4,212 -8%
CA
22
Cetera Advisors
Colorado
$1.58M +$1.29M +39,002 +440%
AIC
23
Archer Investment Corporation
Indiana
$1.5M +$155K +4,709 +12%
SI
24
Stephens Inc
Arkansas
$1.5M +$1.5M +45,445 New
KPWS
25
Kestra Private Wealth Services
Texas
$1.5M +$1.5M +45,398 New
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