B. Riley Wealth Advisors’s FT Vest US Equity Buffer ETF October FOCT Stock Holding History

B. Riley Wealth Advisors’s Portfolio FOCT Stock Details FOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-6,500	Closed	-$270K	–	1319
2024 Q2	$270K	Buy	+6,500	New	+$266K	0.01%	1081
2024 Q1	–	Sell	-6,500	Closed	-$253K	–	1469
2023 Q4	$253K	Buy	+6,500	New	+$243K	0.01%	1131
2023 Q2	–	Sell	-8,200	Closed	-$287K	–	1579
2023 Q1	$287K	Sell	8,200 -14,500	-64%	-$496K	0.01%	1093
2022 Q4	$749K	Sell	22,700 -21,656	-49%	-$711K	0.02%	643
2022 Q3	$1.37M	Buy	+44,356	New	+$1.46M	0.04%	407

Other funds holding FOCT

McCarthy & Cox Marysville, Ohio $8.25M AUM 8.7% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

RFG

REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SWA

SOA Wealth Advisors New York $595M AUM 25.98% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

VBFP

Valtinson Bruner Financial Planning New Brighton, Minnesota $364M AUM 9.63% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

B. Riley Wealth Advisors's FOCT Position: Q3 2024 in Review

B. Riley Wealth Advisors sold out of FT Vest US Equity Buffer ETF October (FOCT) in Q3 2024, closing a stake of 6,500 shares — an estimated $270K sold.

B. Riley Wealth Advisors first reported a position in FOCT in Q3 2022 and held it in 5 quarters. The position peaked at $1.37M in Q3 2022. 94 funds tracked by Wall St. Rank hold FOCT as of Q3 2024.

B. Riley Wealth Advisors reported no remaining FT Vest US Equity Buffer ETF October position as of Q3 2024 after selling out during the quarter.
B. Riley Wealth Advisors sold 6,500 FT Vest US Equity Buffer ETF October shares in Q3 2024, an estimated $270K.
B. Riley Wealth Advisors first reported a position in FT Vest US Equity Buffer ETF October in Q3 2022 and held it in 5 quarters.
B. Riley Wealth Advisors's FT Vest US Equity Buffer ETF October position peaked at $1.37M in Q3 2022.
94 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF October as of Q3 2024.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2024, filed 13 Dec 2024.