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FT Vest US Equity Buffer ETF October

86 hedge funds and large institutions have $140M invested in FT Vest US Equity Buffer ETF October in 2023 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 10 increasing their positions, 41 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

0.27% more ownership

Funds ownership: 52%52.27% (+0.27%)

0% more funds holding

Funds holding: 8686 (0)

9% less capital invested

Capital invested by funds: $155M → $140M (-$14.3M)

76% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 41

Holders
86
Holders Change
Holders Change %
0%
% of All Funds
1.37%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
11
Increased
10
Reduced
41
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
3LCM
1
3D/L Capital Management
Connecticut
$27.2M -$724K -21,143 -3%
LAM
2
Lifestyle Asset Management
Texas
$17.6M +$288K +8,398 +2%
ACG
3
Allen Capital Group
Nebraska
$7.96M +$7.77M +227,080 New
Osaic Holdings
4
Osaic Holdings
Arizona
$7.81M -$157K -4,589 -2%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$6.86M -$212K -6,191 -3%
AWM
6
AE Wealth Management
Kansas
$6.28M +$116K +3,385 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.75M -$775K -22,631 -14%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$4.1M -$426K -12,429 -10%
SW
9
SMART Wealth
Nebraska
$3.37M -$475K -13,860 -13%
KWS
10
Keystone Wealth Services
California
$3.12M
VBFP
11
Valtinson Bruner Financial Planning
Minnesota
$2.96M -$155K -4,517 -5%
Truist Financial
12
Truist Financial
North Carolina
$2.38M -$38.9K -1,137 -2%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$2.33M -$1.28M -37,332 -36%
RJA
14
Raymond James & Associates
Florida
$2.26M -$135K -3,949 -6%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$1.94M -$4.04M -118,084 -68%
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$1.76M
OMC
17
Old Mission Capital
Illinois
$1.76M +$751K +21,930 +77%
OIA
18
OneDigital Investment Advisors
Kansas
$1.74M -$131K -3,833 -7%
HI
19
Harbour Investments
Wisconsin
$1.63M -$8.64M -252,264 -84%
CA
20
Cetera Advisors
Colorado
$1.62M -$51.7K -1,510 -3%
SMF
21
Sterling Manor Financial
New York
$1.62M +$767K +22,400 +94%
PWM
22
PRW Wealth Management
Massachusetts
$1.61M +$1.55M +45,264 New
SI
23
Stephens Inc
Arkansas
$1.59M
KPWS
24
Kestra Private Wealth Services
Texas
$1.44M -$149K -4,340 -10%
MCWS
25
McKinley Carter Wealth Services
West Virginia
$1.3M -$98.3K -2,871 -7%

FOCT Hedge Fund Activity: Q1 2023 in Review

86 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF October (FOCT) for Q1 2023, worth a combined $140M — down 9.2% from $155M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FOCT positions and 8 closed out — a net gain of 3 holders — while 10 added to existing stakes and 41 trimmed.

The largest buyer was Allen Capital Group, opening a new position worth an estimated $7.77M. The largest seller was Harbour Investments, cutting an estimated $8.64M.

  • 86 institutional investors held FT Vest US Equity Buffer ETF October (FOCT) as of Q1 2023, unchanged from Q4 2022.
  • Funds reported $140M of FT Vest US Equity Buffer ETF October stock for Q1 2023, down 9.2% quarter-over-quarter.
  • 11 funds opened new FT Vest US Equity Buffer ETF October positions in Q1 2023 and 8 closed out, a net change of +3 holders.
  • The largest FT Vest US Equity Buffer ETF October buyer in Q1 2023 was Allen Capital Group, an estimated $7.77M added.
  • The largest FT Vest US Equity Buffer ETF October seller in Q1 2023 was Harbour Investments, an estimated $8.64M sold.

Based on aggregated 13F filings for Q1 2023.