PRW Wealth Management’s FT Vest US Equity Buffer ETF October FOCT Stock Holding History

PRW Wealth Management’s Portfolio FOCT Stock Details FOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	$1.42M	Sell	39,816 -529,407	-93%	-$20M	0.54%	29
2023 Q2	$14.2M	Buy	569,223 +523,959	+1,158%	+$18.8M	4.86%	4
2023 Q1	$1.61M	Buy	+45,264	New	+$1.55M	0.63%	32
2022 Q4	–	Sell	-60,583	Closed	-$1.87M	–	74
2022 Q3	$1.87M	Sell	60,583 -3,614	-6%	-$119K	0.89%	20
2022 Q2	$2.03M	Sell	64,197 -12,116	-16%	-$400K	1.19%	18
2022 Q1	$2.67M	Sell	76,313 -7,416	-9%	-$256K	1.18%	23
2021 Q4	$2.99M	Sell	83,729 -1,327	-2%	-$46.5K	1.39%	20
2021 Q3	$2.92M	Buy	+85,056	New	+$2.91M	1.46%	18
2021 Q2	–	Sell	-86,975	Closed	-$2.85M	–	273
2021 Q1	$2.85M	Sell	86,975 -2,199	-2%	-$70.4K	1.4%	19
2020 Q4	$2.82M	Buy	+89,174	New	+$2.73M	1.58%	15

Other funds holding FOCT

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Valtinson Bruner Financial Planning New Brighton, Minnesota $364M AUM 9.63% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Truist Financial

Truist Financial Charlotte, North Carolina $74.1B AUM 21.09% 1-Year Est. Return

Carson Wealth (CWM LLC)

Carson Wealth (CWM LLC) Omaha, Nebraska $38B AUM 19.66% 1-Year Est. Return

Rockefeller Capital Management

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return