AWM
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AE Wealth Management’s FT Vest US Equity Buffer ETF October FOCT Stock Holding History

AE Wealth Management’s Portfolio FOCT Stock Details FOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$890K Sell
18,658
-123
-0.7% -$6.02K ﹤0.01% 869
2025
Q4 		$920K Sell
18,781
-40
-0.2% -$1.93K 0.01% 827
2025
Q3 		$894K Sell
18,821
-1,376
-7% -$63.3K 0.01% 783
2025
Q2 		$904K Sell
20,197
-13,633
-40% -$576K 0.01% 753
2025
Q1 		$1.4M Sell
33,830
-3,260
-9% -$140K 0.01% 624
2024
Q4 		$1.58M Sell
37,090
-145
-0.4% -$6.2K 0.01% 601
2024
Q3 		$1.57M Sell
37,235
-3,201
-8% -$134K 0.01% 605
2024
Q2 		$1.68M Sell
40,436
-6,319
-14% -$258K 0.02% 565
2024
Q1 		$1.9M Sell
46,755
-17,987
-28% -$715K 0.02% 504
2023
Q4 		$2.56M Sell
64,742
-29,834
-32% -$1.12M 0.01% 820
2023
Q3 		$3.45M Sell
94,576
-29,213
-24% -$1.1M 0.02% 663
2023
Q2 		$4.67M Sell
123,789
-55,380
-31% -$1.98M 0.03% 558
2023
Q1 		$6.28M Buy
179,169
+3,385
+2% +$116K 0.04% 452
2022
Q4 		$5.8M Buy
175,784
+85,228
+94% +$2.8M 0.04% 436
2022
Q3 		$2.79M Buy
90,556
+56,150
+163% +$1.84M 0.02% 595
2022
Q2 		$1.09M Buy
34,406
+3,285
+11% +$108K 0.01% 860
2022
Q1 		$1.09M Buy
31,121
+8,844
+40% +$305K 0.01% 891
2021
Q4 		$796K Sell
22,277
-9,180
-29% -$322K 0.01% 1041
2021
Q3 		$1.08M Buy
31,457
+809
+3% +$27.7K 0.01% 839
2021
Q2 		$1.04M Buy
30,648
+968
+3% +$32.4K 0.01% 821
2021
Q1 		$973K Buy
29,680
+107
+0.4% +$3.43K 0.01% 779
2020
Q4 		$934K Buy
+29,573
New +$905K 0.01% 729

Other funds holding FOCT

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
AssetMark Inc
AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return
BFG
Bleakley Financial Group Fairfield, New Jersey $6.39B AUM 26.33% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
AI
Atria Investments Charlotte, North Carolina $8.94B AUM 20.84% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
RFG
REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

AE Wealth Management's FOCT Position: Q1 2026 in Review

AE Wealth Management reduced its FT Vest US Equity Buffer ETF October (FOCT) stake by 0.65% in Q1 2026, selling an estimated $6.02K and leaving 18,658 shares worth $890K. The position accounts for ﹤0.01% of the portfolio, ranked #869.

AE Wealth Management first reported a position in FOCT in Q4 2020 and has held it in 22 quarters since. The position peaked at $6.28M in Q1 2023. 137 funds tracked by Wall St. Rank hold FOCT as of Q1 2026.

  • AE Wealth Management held 18,658 shares of FT Vest US Equity Buffer ETF October worth $890K as of Q1 2026.
  • AE Wealth Management sold 123 FT Vest US Equity Buffer ETF October shares in Q1 2026, an estimated $6.02K.
  • FT Vest US Equity Buffer ETF October made up ﹤0.01% of AE Wealth Management's portfolio in Q1 2026, its #869 holding.
  • AE Wealth Management first reported a position in FT Vest US Equity Buffer ETF October in Q4 2020 and has held it in 22 quarters since.
  • AE Wealth Management's FT Vest US Equity Buffer ETF October position peaked at $6.28M in Q1 2023.
  • 137 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF October as of Q1 2026.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.