AE Wealth Management’s FT Vest US Equity Buffer ETF October FOCT Stock Holding History

AE Wealth Management’s Portfolio FOCT Stock Details FOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$966K	Sell	18,465 -193	-1%	-$9.87K	﹤0.01%	927
2026 Q1	$890K	Sell	18,658 -123	-0.7%	-$6.02K	﹤0.01%	869
2025 Q4	$920K	Sell	18,781 -40	-0.2%	-$1.93K	0.01%	827
2025 Q3	$894K	Sell	18,821 -1,376	-7%	-$63.3K	0.01%	783
2025 Q2	$904K	Sell	20,197 -13,633	-40%	-$576K	0.01%	753
2025 Q1	$1.4M	Sell	33,830 -3,260	-9%	-$140K	0.01%	624
2024 Q4	$1.58M	Sell	37,090 -145	-0.4%	-$6.2K	0.01%	601
2024 Q3	$1.57M	Sell	37,235 -3,201	-8%	-$134K	0.01%	605
2024 Q2	$1.68M	Sell	40,436 -6,319	-14%	-$258K	0.02%	565
2024 Q1	$1.9M	Sell	46,755 -17,987	-28%	-$715K	0.02%	504
2023 Q4	$2.56M	Sell	64,742 -29,834	-32%	-$1.12M	0.01%	820
2023 Q3	$3.45M	Sell	94,576 -29,213	-24%	-$1.1M	0.02%	663
2023 Q2	$4.67M	Sell	123,789 -55,380	-31%	-$1.98M	0.03%	558
2023 Q1	$6.28M	Buy	179,169 +3,385	+2%	+$116K	0.04%	452
2022 Q4	$5.8M	Buy	175,784 +85,228	+94%	+$2.8M	0.04%	436
2022 Q3	$2.79M	Buy	90,556 +56,150	+163%	+$1.84M	0.02%	595
2022 Q2	$1.09M	Buy	34,406 +3,285	+11%	+$108K	0.01%	860
2022 Q1	$1.09M	Buy	31,121 +8,844	+40%	+$305K	0.01%	891
2021 Q4	$796K	Sell	22,277 -9,180	-29%	-$322K	0.01%	1041
2021 Q3	$1.08M	Buy	31,457 +809	+3%	+$27.7K	0.01%	839
2021 Q2	$1.04M	Buy	30,648 +968	+3%	+$32.4K	0.01%	821
2021 Q1	$973K	Buy	29,680 +107	+0.4%	+$3.43K	0.01%	779
2020 Q4	$934K	Buy	+29,573	New	+$905K	0.01%	729

Other funds holding FOCT

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

BFG

Bleakley Financial Group Fairfield, New Jersey $7.85B AUM 31.48% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RFG

REAP Financial Group Austin, Texas $586M AUM 22.63% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

AE Wealth Management's FOCT Position: Q2 2026 in Review

AE Wealth Management reduced its FT Vest US Equity Buffer ETF October (FOCT) stake by 1% in Q2 2026, selling an estimated $9.87K and leaving 18,465 shares worth $966K. The position accounts for ﹤0.01% of the portfolio, ranked #927.

AE Wealth Management first reported a position in FOCT in Q4 2020 and has held it in 23 quarters since. The position peaked at $6.28M in Q1 2023. 143 funds tracked by Wall St. Rank hold FOCT as of Q2 2026.

AE Wealth Management held 18,465 shares of FT Vest US Equity Buffer ETF October worth $966K as of Q2 2026.
AE Wealth Management sold 193 FT Vest US Equity Buffer ETF October shares in Q2 2026, an estimated $9.87K.
FT Vest US Equity Buffer ETF October made up ﹤0.01% of AE Wealth Management's portfolio in Q2 2026, its #927 holding.
AE Wealth Management first reported a position in FT Vest US Equity Buffer ETF October in Q4 2020 and has held it in 23 quarters since.
AE Wealth Management's FT Vest US Equity Buffer ETF October position peaked at $6.28M in Q1 2023.
143 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF October as of Q2 2026.

Based on AE Wealth Management's 13F filing for Q2 2026, filed 3 Aug 2026.