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FT Vest US Equity Buffer ETF October

24 hedge funds and large institutions have $16.4M invested in FT Vest US Equity Buffer ETF October in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 2 increasing their positions, 9 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

14.05% less ownership

Funds ownership: 36.17%22.12% (-14%)

20% less funds holding

Funds holding: 3024 (-6)

35% less capital invested

Capital invested by funds: $25.2M → $16.4M (-$8.79M)

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

78% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 9

Holders
24
Holders Change
-6
Holders Change %
-20%
% of All Funds
0.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
2
Reduced
9
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VBFP
1
Valtinson Bruner Financial Planning
Minnesota
$3.2M -$19.5K -570 -0.6%
PWM
2
PRW Wealth Management
Massachusetts
$2.92M +$2.91M +85,056 New
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$2.2M -$105K -3,066 -5%
APA
4
American Portfolios Advisors
New York
$1.54M -$289K -8,456 -16%
AWM
5
AE Wealth Management
Kansas
$1.08M +$27.7K +809 +3%
WP
6
WealthPLAN Partners
Nebraska
$842K +$818K +23,906 New
PCA
7
Pallas Capital Advisors
Massachusetts
$573K +$556K +16,250 New
T
8
TRUADVICE
Florida
$557K -$3.58M -104,463 -87%
BFG
9
Beacon Financial Group
Texas
$497K
MCWS
10
McKinley Carter Wealth Services
West Virginia
$396K
Osaic Holdings
11
Osaic Holdings
Arizona
$350K -$196K -5,730 -36%
Wolverine Trading
12
Wolverine Trading
Illinois
$345K -$149K -4,362 -30%
BRWM
13
B. Riley Wealth Management
Tennessee
$343K +$342K +10,000 New
CAS
14
Cascadia Advisory Services
Oregon
$331K +$10K +293 +3%
KAS
15
Kestra Advisory Services
Texas
$315K -$15.4K -450 -5%
LNC
16
Lincoln National Corp
Pennsylvania
$230K
DFA
17
DHJJ Financial Advisors
Illinois
$220K
AIC
18
Archer Investment Corporation
Indiana
$211K -$241K -7,042 -53%
CF
19
Centaurus Financial
California
$112K
HI
20
Harbour Investments
Wisconsin
$96K
AA
21
AlphaMark Advisors
Kentucky
$45K
UBS Group
22
UBS Group
Switzerland
$17K -$49.1K -1,433 -74%
IA
23
IFP Advisors
Florida
$7K
SFPG
24
Stonebridge Financial Planning Group
Florida
$1K +$1.03K +30 New
Citadel Advisors
25
Citadel Advisors
Florida
-$1.81M -53,395 Closed

FOCT Hedge Fund Activity: Q3 2021 in Review

24 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Buffer ETF October (FOCT) for Q3 2021, worth a combined $16.4M — down 35% from $25.2M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FOCT and 5 opened new positions — a net loss of 5 holders — while 9 trimmed existing stakes and 2 added.

The largest buyer was PRW Wealth Management, opening a new position worth an estimated $2.91M. The largest seller was TRUADVICE, cutting an estimated $3.58M.

  • 24 institutional investors held FT Vest US Equity Buffer ETF October (FOCT) as of Q3 2021, down from 30 in Q2 2021.
  • Funds reported $16.4M of FT Vest US Equity Buffer ETF October stock for Q3 2021, down 35% quarter-over-quarter.
  • 5 funds opened new FT Vest US Equity Buffer ETF October positions in Q3 2021 and 10 closed out, a net change of -5 holders.
  • The largest FT Vest US Equity Buffer ETF October buyer in Q3 2021 was PRW Wealth Management, an estimated $2.91M added.
  • The largest FT Vest US Equity Buffer ETF October seller in Q3 2021 was TRUADVICE, an estimated $3.58M sold.

Based on aggregated 13F filings for Q3 2021.