Pallas Capital Advisors’s FT Vest US Equity Buffer ETF October FOCT Stock Holding History

Pallas Capital Advisors’s Portfolio FOCT Stock Details FOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-5,250	Closed	-$201K	–	349
2023 Q2	$201K	Buy	+5,250	New	+$188K	0.01%	252
2023 Q1	–	Sell	-8,250	Closed	-$281K	–	275
2022 Q4	$281K	Sell	8,250 -5,500	-40%	-$181K	0.03%	229
2022 Q3	$440K	Hold	13,750	–	–	0.05%	173
2022 Q2	$448K	Sell	13,750 -2,500	-15%	-$82.5K	0.06%	152
2022 Q1	$558K	Hold	16,250	–	–	0.07%	151
2021 Q4	$555K	Hold	16,250	–	–	0.07%	185
2021 Q3	$573K	Buy	+16,250	New	+$556K	0.06%	210

Other funds holding FOCT

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

VBFP

Valtinson Bruner Financial Planning New Brighton, Minnesota $364M AUM 9.63% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

Pallas Capital Advisors's FOCT Position: Q3 2023 in Review

Pallas Capital Advisors sold out of FT Vest US Equity Buffer ETF October (FOCT) in Q3 2023, closing a stake of 5,250 shares — an estimated $201K sold.

Pallas Capital Advisors first reported a position in FOCT in Q3 2021 and held it in 7 quarters. The position peaked at $573K in Q3 2021. 75 funds tracked by Wall St. Rank hold FOCT as of Q3 2023.

Pallas Capital Advisors reported no remaining FT Vest US Equity Buffer ETF October position as of Q3 2023 after selling out during the quarter.
Pallas Capital Advisors sold 5,250 FT Vest US Equity Buffer ETF October shares in Q3 2023, an estimated $201K.
Pallas Capital Advisors first reported a position in FT Vest US Equity Buffer ETF October in Q3 2021 and held it in 7 quarters.
Pallas Capital Advisors's FT Vest US Equity Buffer ETF October position peaked at $573K in Q3 2021.
75 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF October as of Q3 2023.

Based on Pallas Capital Advisors's 13F filing for Q3 2023, filed 1 Nov 2023.