Rockefeller Capital Management
FOCT icon

Rockefeller Capital Management’s FT Vest US Equity Buffer ETF October FOCT Stock Holding History

Rockefeller Capital Management’s Portfolio FOCT Stock Details FOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.68M Sell
35,308
-1,508
-4% -$73.8K ﹤0.01% 1380
2025
Q4 		$1.8M Buy
36,816
+11,706
+47% +$566K ﹤0.01% 1301
2025
Q3 		$1.19M Sell
25,110
-1,774
-7% -$81.6K ﹤0.01% 1345
2025
Q2 		$1.2M Sell
26,884
-5,160
-16% -$218K ﹤0.01% 1265
2025
Q1 		$1.33M Sell
32,044
-1,557
-5% -$66.7K ﹤0.01% 1183
2024
Q4 		$1.43M Buy
33,601
+18,509
+123% +$791K ﹤0.01% 1137
2024
Q3 		$638K Sell
15,092
-777
-5% -$32.5K ﹤0.01% 1364
2024
Q2 		$659K Sell
15,869
-2,315
-13% -$94.6K ﹤0.01% 1354
2024
Q1 		$738K Sell
18,184
-4,687
-20% -$186K ﹤0.01% 1358
2023
Q4 		$889K Sell
22,871
-25,553
-53% -$955K ﹤0.01% 1187
2023
Q3 		$1.77M Buy
48,424
+1,424
+3% +$53.9K 0.01% 890
2023
Q2 		$1.77M Sell
47,000
-8,455
-15% -$303K 0.01% 885
2023
Q1 		$1.94M Sell
55,455
-118,084
-68% -$4.04M 0.01% 821
2022
Q4 		$5.73M Buy
+173,539
New +$5.7M 0.03% 502

Other funds holding FOCT

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
AssetMark Inc
AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return
BFG
Bleakley Financial Group Fairfield, New Jersey $6.39B AUM 26.33% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
AI
Atria Investments Charlotte, North Carolina $8.94B AUM 20.84% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
RFG
REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

Rockefeller Capital Management's FOCT Position: Q1 2026 in Review

Rockefeller Capital Management reduced its FT Vest US Equity Buffer ETF October (FOCT) stake by 4.1% in Q1 2026, selling an estimated $73.8K and leaving 35,308 shares worth $1.68M. The position accounts for ﹤0.01% of the portfolio, ranked #1380.

Rockefeller Capital Management first reported a position in FOCT in Q4 2022 and has held it in 14 quarters since. The position peaked at $5.73M in Q4 2022. 137 funds tracked by Wall St. Rank hold FOCT as of Q1 2026.

  • Rockefeller Capital Management held 35,308 shares of FT Vest US Equity Buffer ETF October worth $1.68M as of Q1 2026.
  • Rockefeller Capital Management sold 1,508 FT Vest US Equity Buffer ETF October shares in Q1 2026, an estimated $73.8K.
  • FT Vest US Equity Buffer ETF October made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #1380 holding.
  • Rockefeller Capital Management first reported a position in FT Vest US Equity Buffer ETF October in Q4 2022 and has held it in 14 quarters since.
  • Rockefeller Capital Management's FT Vest US Equity Buffer ETF October position peaked at $5.73M in Q4 2022.
  • 137 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF October as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.