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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
-3.21%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$308M
AUM Growth
-$38M
Cap. Flow
-$27.6M
Cap. Flow %
-8.95%
Top 10 Hldgs %
68.02%
Holding
107
New
8
Increased
22
Reduced
51
Closed
26

Top Buys

Rank Stock Value
1
FMAY icon
FT Vest US Equity Buffer ETF May
FMAY
+$29.2M
2
JMUB icon
JPMorgan Municipal ETF
JMUB
+$2.53M
3
RVNU icon
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
+$1.74M
4
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.68M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.65M

Top Sells

Rank Stock Value
1
FFEB icon
FT Vest US Equity Buffer ETF February
FFEB
+$25.3M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$5.23M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$4.47M
4
VTV icon
Vanguard Value ETF
VTV
+$2.55M
5
MLN icon
VanEck Long Muni ETF
MLN
+$2.42M

Sector Composition

Rank Sector Weight
1 Technology 0.55%
2 Healthcare 0.12%
3 Financials 0%
4 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFUV icon
26
Dimensional US Marketwide Value ETF
DFUV
$15.4B
$1.99M 0.65%
58,549
-648
-1% -$22.7K
AAPL icon
27
Apple
AAPL
$4.89T
$1.69M 0.55%
9,854
+50
+0.5% +$9.17K
FMB icon
28
First Trust Managed Municipal ETF
FMB
$2.03B
$1.64M 0.53%
+33,556
New +$1.68M
XLK icon
29
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.58M 0.51%
+19,232
New +$1.65M
BSCP
30
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.25M 0.41%
62,277
-1,154
-2% -$23.3K
BNDC icon
31
FlexShares Core Select Bond Fund
BNDC
$167M
$990K 0.32%
46,723
+373
+0.8% +$8.1K
QLC icon
32
FlexShares US Quality Large Cap Index Fund
QLC
$989M
$983K 0.32%
20,627
-1,823
-8% -$90K
DMAY icon
33
FT Vest US Equity Deep Buffer ETF May
DMAY
$372M
$921K 0.3%
+27,188
New +$935K
XLV icon
34
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$897K 0.29%
6,966
-2,398
-26% -$318K
NULG icon
35
Nuveen ESG Large-Cap Growth ETF
NULG
$2.67B
$816K 0.27%
13,612
-76
-0.6% -$4.75K
FOCT icon
36
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$806K 0.26%
22,069
-26,660
-55% -$1.01M
XLF icon
37
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$800K 0.26%
24,110
-8,386
-26% -$289K
IVV icon
38
iShares Core S&P 500 ETF
IVV
$876B
$787K 0.26%
1,832
-838
-31% -$375K
KRMA
39
DELISTED
Global X Conscious Companies ETF
KRMA
$769K 0.25%
25,740
+123
+0.5% +$3.83K
XLC icon
40
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$750K 0.24%
11,436
-3,630
-24% -$242K
ACWV icon
41
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$711K 0.23%
7,449
+1,103
+17% +$108K
XLI icon
42
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$692K 0.23%
6,830
-2,380
-26% -$255K
XLY icon
43
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$671K 0.22%
+8,334
New +$705K
DFAC icon
44
Dimensional US Core Equity 2 ETF
DFAC
$47.5B
$670K 0.22%
25,586
+207
+0.8% +$5.65K
JIG icon
45
JPMorgan International Growth ETF
JIG
$468M
$622K 0.2%
11,625
-270
-2% -$15.4K
VEA icon
46
Vanguard FTSE Developed Markets ETF
VEA
$226B
$598K 0.19%
13,677
-9,832
-42% -$450K
XLP icon
47
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$588K 0.19%
8,545
-2,806
-25% -$205K
XLE icon
48
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$588K 0.19%
13,006
-5,538
-30% -$242K
VUG icon
49
Vanguard Growth ETF
VUG
$216B
$575K 0.19%
12,666
-10,014
-44% -$473K
NUSC icon
50
Nuveen ESG Small-Cap ETF
NUSC
$1.28B
$567K 0.18%
16,296
+44
+0.3% +$1.62K
1
2
3 4 5

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3D/L Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, 3D/L Capital Management held 107 positions worth $308M, down 11% from $346M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

3D/L Capital Management withdrew a net $27.6M in Q3 2023, closing 26 positions and reducing 51 holdings. Its most notable exit was FT Vest US Equity Buffer ETF February, an estimated $25.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.55% of assets, down from 0.55% a quarter earlier, followed by Healthcare and Financials.

Against the trend, 3D/L Capital Management opened a new position in FT Vest US Equity Buffer ETF May worth $28.6M.

  • 3D/L Capital Management's largest Q3 2023 buy was FT Vest US Equity Buffer ETF May: 745,536 shares worth $28.6M.
  • 3D/L Capital Management added most to Xtrackers Municipal Infrastructure Revenue Bond ETF in Q3 2023, an estimated $1.74M increase.
  • 3D/L Capital Management's biggest Q3 2023 reduction was iShares National Muni Bond ETF, cutting an estimated $5.23M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF February in Q3 2023, selling an estimated $25.3M.
  • 3D/L Capital Management's ten largest holdings make up 68% of its $308M portfolio in Q3 2023.
  • 3D/L Capital Management opened 8 new positions and closed 26 in Q3 2023.
  • 3D/L Capital Management's portfolio value fell 11% quarter-over-quarter to $308M.

Based on 3D/L Capital Management's 13F filing for Q3 2023, filed 26 Oct 2023.