3D/L Capital Management’s Global X Funds Global X Morningstar Capital Allocation Leaders ETF CPTL Stock Holding History

3D/L Capital Management’s Portfolio CPTL Stock Details CPTL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-25,740	Closed	-$769K	–	47
2023 Q3	$769K	Buy	25,740 +123	+0.5%	+$3.83K	0.25%	39
2023 Q2	$795K	Buy	25,617 +698	+3%	+$20.8K	0.23%	42
2023 Q1	$735K	Sell	24,919 -989	-4%	-$28.5K	0.19%	49
2022 Q4	$717K	Sell	25,908 -1,403	-5%	-$38.9K	0.19%	43
2022 Q3	$697K	Buy	27,311 +129	+0.5%	+$3.65K	0.21%	38
2022 Q2	$726K	Buy	27,182 +360	+1%	+$10.5K	0.2%	38
2022 Q1	$869K	Buy	26,822 +1,238	+5%	+$39.4K	0.21%	42
2021 Q4	$882K	Sell	25,584 -728	-3%	-$24.3K	0.21%	43
2021 Q3	$825K	Sell	26,312 -1,080	-4%	-$34.9K	0.2%	44
2021 Q2	$857K	Buy	27,392 +2,702	+11%	+$82.7K	0.2%	44
2021 Q1	$720K	Buy	24,690 +5,260	+27%	+$148K	0.18%	44
2020 Q4	$1K	Buy	+19,430	New	+$504K	﹤0.01%	94

Other funds holding CPTL

Daiwa Securities Group Tokyo, Japan $51.1B AUM 35.55% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

GIA

Gladstone Institutional Advisory Palm Beach Gardens, Florida $3.16B AUM 29.04% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

UFA

US Financial Advisors Braintree, Massachusetts $338M AUM 4.11% 1-Year Est. Return

PIA

Perennial Investment Advisors Los Angeles, California $1.26B AUM 22.26% 1-Year Est. Return

3D/L Capital Management's CPTL Position: Q4 2023 in Review

3D/L Capital Management sold out of Global X Funds Global X Morningstar Capital Allocation Leaders ETF (CPTL) in Q4 2023, closing a stake of 25,740 shares — an estimated $769K sold.

3D/L Capital Management first reported a position in CPTL in Q4 2020 and held it in 12 quarters. The position peaked at $882K in Q4 2021. 44 funds tracked by Wall St. Rank hold CPTL as of Q4 2023.

3D/L Capital Management reported no remaining Global X Funds Global X Morningstar Capital Allocation Leaders ETF position as of Q4 2023 after selling out during the quarter.
3D/L Capital Management sold 25,740 Global X Funds Global X Morningstar Capital Allocation Leaders ETF shares in Q4 2023, an estimated $769K.
3D/L Capital Management first reported a position in Global X Funds Global X Morningstar Capital Allocation Leaders ETF in Q4 2020 and held it in 12 quarters.
3D/L Capital Management's Global X Funds Global X Morningstar Capital Allocation Leaders ETF position peaked at $882K in Q4 2021.
44 funds tracked by Wall St. Rank held Global X Funds Global X Morningstar Capital Allocation Leaders ETF as of Q4 2023.

Based on 3D/L Capital Management's 13F filing for Q4 2023.