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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
-3.21%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$308M
AUM Growth
-$38M
Cap. Flow
-$27.6M
Cap. Flow %
-8.95%
Top 10 Hldgs %
68.02%
Holding
107
New
8
Increased
22
Reduced
51
Closed
26

Top Buys

Rank Stock Value
1
FMAY icon
FT Vest US Equity Buffer ETF May
FMAY
+$29.2M
2
JMUB icon
JPMorgan Municipal ETF
JMUB
+$2.53M
3
RVNU icon
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
+$1.74M
4
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.68M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.65M

Top Sells

Rank Stock Value
1
FFEB icon
FT Vest US Equity Buffer ETF February
FFEB
+$25.3M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$5.23M
3
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$4.47M
4
VTV icon
Vanguard Value ETF
VTV
+$2.55M
5
MLN icon
VanEck Long Muni ETF
MLN
+$2.42M

Sector Composition

Rank Sector Weight
1 Technology 0.55%
2 Healthcare 0.12%
3 Financials 0%
4 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
51
Vanguard Mid-Cap Growth ETF
VOT
$19B
$546K 0.18%
2,802
+4
+0.1% +$817
TLTD icon
52
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$655M
$522K 0.17%
8,351
+49
+0.6% +$3.19K
MUB icon
53
iShares National Muni Bond ETF
MUB
$45.1B
$521K 0.17%
5,078
-49,585
-91% -$5.23M
BOTZ icon
54
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
$485K 0.16%
19,608
-71
-0.4% -$1.92K
QQQE icon
55
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$474K 0.15%
+6,338
New +$491K
XLB icon
56
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$460K 0.15%
11,714
-4,140
-26% -$170K
DFAX icon
57
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.8B
$460K 0.15%
20,420
+450
+2% +$10.5K
XLRE icon
58
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$446K 0.14%
13,082
-3,236
-20% -$120K
XLU icon
59
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$437K 0.14%
14,834
-4,156
-22% -$134K
HYGV icon
60
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.09B
$436K 0.14%
10,960
+230
+2% +$9.24K
STIP icon
61
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$433K 0.14%
4,465
-1,599
-26% -$155K
KWEB icon
62
KraneShares CSI China Internet ETF
KWEB
$5.2B
$413K 0.13%
15,097
-888
-6% -$25.3K
TILT icon
63
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.17B
$390K 0.13%
2,394
+8
+0.3% +$1.36K
PFE icon
64
Pfizer
PFE
$140B
$381K 0.12%
11,490
+749
+7% +$26.5K
GWX icon
65
State Street SPDR S&P International Small Cap ETF
GWX
$861M
$347K 0.11%
11,891
+152
+1% +$4.64K
BSCN
66
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$339K 0.11%
15,989
-13,932
-47% -$295K
DMXF icon
67
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.19B
$330K 0.11%
5,786
-293
-5% -$17.5K
BNDX icon
68
Vanguard Total International Bond ETF
BNDX
$82B
$320K 0.1%
6,692
-5,891
-47% -$285K
GUNR icon
69
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$317K 0.1%
7,835
+74
+1% +$3.03K
BSV icon
70
Vanguard Short-Term Bond ETF
BSV
$44.6B
$313K 0.1%
4,166
-4,047
-49% -$305K
FITE
71
State Street SPDR S&P Kensho Future Security ETF
FITE
$144M
$285K 0.09%
6,083
+12
+0.2% +$579
SIMS icon
72
State Street SPDR S&P Kensho Intelligent Structures ETF
SIMS
$8.3M
$239K 0.08%
7,515
+94
+1% +$3.28K
IJT icon
73
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$238K 0.08%
2,171
+5
+0.2% +$577
ERTH icon
74
Invesco MSCI Sustainable Future ETF
ERTH
$132M
$236K 0.08%
5,338
+11
+0.2% +$535
XBI icon
75
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$234K 0.08%
3,208
+42
+1% +$3.35K
1 2
3
4 5

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3D/L Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, 3D/L Capital Management held 107 positions worth $308M, down 11% from $346M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

3D/L Capital Management withdrew a net $27.6M in Q3 2023, closing 26 positions and reducing 51 holdings. Its most notable exit was FT Vest US Equity Buffer ETF February, an estimated $25.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.55% of assets, down from 0.55% a quarter earlier, followed by Healthcare and Financials.

Against the trend, 3D/L Capital Management opened a new position in FT Vest US Equity Buffer ETF May worth $28.6M.

  • 3D/L Capital Management's largest Q3 2023 buy was FT Vest US Equity Buffer ETF May: 745,536 shares worth $28.6M.
  • 3D/L Capital Management added most to Xtrackers Municipal Infrastructure Revenue Bond ETF in Q3 2023, an estimated $1.74M increase.
  • 3D/L Capital Management's biggest Q3 2023 reduction was iShares National Muni Bond ETF, cutting an estimated $5.23M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF February in Q3 2023, selling an estimated $25.3M.
  • 3D/L Capital Management's ten largest holdings make up 68% of its $308M portfolio in Q3 2023.
  • 3D/L Capital Management opened 8 new positions and closed 26 in Q3 2023.
  • 3D/L Capital Management's portfolio value fell 11% quarter-over-quarter to $308M.

Based on 3D/L Capital Management's 13F filing for Q3 2023, filed 26 Oct 2023.