3D/L Capital Management’s iShares ESG Aware MSCI USA ETF ESGU Stock Holding History

3D/L Capital Management’s Portfolio ESGU Stock Details ESGU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-2,208	Closed	-$215K	–	90
2023 Q2	$215K	Sell	2,208 -1,103	-33%	-$102K	0.06%	93
2023 Q1	$299K	Sell	3,311 -7,543	-69%	-$667K	0.08%	82
2022 Q4	$920K	Sell	10,854 -1,132	-9%	-$96.6K	0.25%	39
2022 Q3	$952K	Sell	11,986 -269	-2%	-$23.8K	0.28%	36
2022 Q2	$1.03M	Buy	12,255 +91	+0.7%	+$8.31K	0.29%	37
2022 Q1	$1.23M	Buy	12,164 +659	+6%	+$66K	0.3%	34
2021 Q4	$1.24M	Sell	11,505 -50	-0.4%	-$5.25K	0.29%	33
2021 Q3	$1.14M	Buy	11,555 +2,575	+29%	+$261K	0.27%	33
2021 Q2	$884K	Buy	8,980 +1,403	+19%	+$134K	0.21%	43
2021 Q1	$689K	Buy	+7,577	New	+$674K	0.17%	46

Other funds holding ESGU

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

TIAA Trust, National Association Charlotte, North Carolina $1.65B AUM 16.63% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Mizuho Bank Tokyo, Japan $369M AUM 53.09% 1-Year Est. Return

3D/L Capital Management's ESGU Position: Q3 2023 in Review

3D/L Capital Management sold out of iShares ESG Aware MSCI USA ETF (ESGU) in Q3 2023, closing a stake of 2,208 shares — an estimated $215K sold.

3D/L Capital Management first reported a position in ESGU in Q1 2021 and held it in 10 quarters. The position peaked at $1.24M in Q4 2021. 699 funds tracked by Wall St. Rank hold ESGU as of Q3 2023.

3D/L Capital Management reported no remaining iShares ESG Aware MSCI USA ETF position as of Q3 2023 after selling out during the quarter.
3D/L Capital Management sold 2,208 iShares ESG Aware MSCI USA ETF shares in Q3 2023, an estimated $215K.
3D/L Capital Management first reported a position in iShares ESG Aware MSCI USA ETF in Q1 2021 and held it in 10 quarters.
3D/L Capital Management's iShares ESG Aware MSCI USA ETF position peaked at $1.24M in Q4 2021.
699 funds tracked by Wall St. Rank held iShares ESG Aware MSCI USA ETF as of Q3 2023.

Based on 3D/L Capital Management's 13F filing for Q3 2023, filed 26 Oct 2023.