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Nuveen ESG Small-Cap ETF
NUSC

Overview Fund Activity

181 hedge funds and large institutions have $583M invested in Nuveen ESG Small-Cap ETF in 2022 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 83 increasing their positions, 51 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
181
Holders Change
-6
Holders Change %
-3.21%
% of All Funds
3.13%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
16
Increased
83
Reduced
51
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Creative Planning
1
Creative Planning
Kansas
$6.72M
2
Morgan Stanley
2
Morgan Stanley
New York
$24.9M
3
AWP
3
Abacus Wealth Partners
California
$27.4M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$29.2M
5
LPL Financial
5
LPL Financial
California
$11.7M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$172M
2
CIA
2
Compass Ion Advisors
Pennsylvania
$1.16M
3
Wells Fargo
3
Wells Fargo
California
$13.7M
4
HIF
4
Hill Island Financial
Michigan
$0
5
OMC
5
Old Mission Capital
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PFO
76
Pathstone Family Office
New Jersey
$630K +$315K +9,819 +100%
EH
77
Equitable Holdings
New York
$624K -$15.6K -485 -2%
OAM
78
Oppenheimer Asset Management
New York
$622K +$30K +935 +5%
V
79
Veritable
Delaware
$598K – – –
SFP
80
Sandbox Financial Partners
Maryland
$559K +$105K +3,284 +23%
3LCM
81
3D/L Capital Management
Connecticut
$553K +$513 +16 +0.1%
KPWS
82
Kestra Private Wealth Services
Texas
$552K -$263K -8,202 -32%
SWP
83
Stratos Wealth Partners
Ohio
$550K +$79K +2,464 +17%
BWM
84
BerganKDV Wealth Management
Minnesota
$547K +$55K +1,715 +11%
RJA
85
Raymond James & Associates
Florida
$534K +$4.2K +131 +0.8%
NCM
86
Neumann Capital Management
California
$532K -$48.1K -1,500 -8%
RFA
87
RTD Financial Advisors
Pennsylvania
$515K -$3.95K -123 -0.8%
NYLIM
88
New York Life Investment Management
New York
$508K -$244K -7,607 -32%
AAS
89
Avantax Advisory Services
Texas
$474K +$48.3K +1,508 +11%
CI
90
CX Institutional
Indiana
$465K +$108K +3,357 +30%
Northwestern Mutual Wealth Management
91
Northwestern Mutual Wealth Management
Wisconsin
$454K -$118K -3,670 -21%
DC
92
DeDora Capital
California
$454K +$454K +14,171 New
GEA
93
Glen Eagle Advisors
New Jersey
$430K – – –
EA
94
Evolution Advisers
Virginia
$425K -$17.2K -537 -4%
WLIM
95
White Lighthouse Investment Management
Massachusetts
$415K -$1.92K -60 -0.5%
SC
96
Savant Capital
Illinois
$409K +$21.2K +662 +5%
Baird Financial Group
97
Baird Financial Group
Wisconsin
$403K -$385 -12 -0.1%
TWM
98
TriaGen Wealth Management
California
$402K +$5.78K +180 +1%
WI
99
WrapManager Inc
California
$386K +$225 +7 +0.1%
FANJ
100
Financial Architects (New Jersey)
New Jersey
$382K +$382K +11,929 New
2 3
4
5 6