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Nuveen ESG Small-Cap ETF
NUSC

74 hedge funds and large institutions have $115M invested in Nuveen ESG Small-Cap ETF in 2019 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,300% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 1

175% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 12

39% more capital invested

Capital invested by funds: $82.8M → $115M (+$32.2M)

19% more funds holding

Funds holding: 62 → 74 (+12)

3.54% more ownership

Funds ownership: 53.33% → 56.87% (+3.5%)

Holders
74
Holders Change
+12
Holders Change %
+19.35%
% of All Funds
1.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
33
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TF
TIAA FSB
Florida
+$5.48M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$5.32M
3
Bank of America
Bank of America
North Carolina
+$4.67M
4
UBS Group
UBS Group
Switzerland
+$1.56M
5
MWM
Mission Wealth Management
California
+$1.01M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$675K
2
FAAS
First Allied Advisory Services
California
-$260K
3
Citadel Advisors
Citadel Advisors
Florida
-$254K
4
CCM
Cribstone Capital Management
Maine
-$87.3K
5
GSWM
Golden State Wealth Management
California
-$55K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bessemer Group
51
Bessemer Group
New Jersey
$180K – – –
BCI
52
Brinker Capital Investments
Pennsylvania
$161K – – –
CCM
53
Cribstone Capital Management
Maine
$141K -$87.3K -2,902 -39%
LGWM
54
Litman Gregory Wealth Management
California
$120K +$13.3K +441 +13%
HNB
55
Huntington National Bank
Ohio
$83K – – –
APA
56
American Portfolios Advisors
New York
$69.4K +$2.35K +78 +4%
IWP
57
IAG Wealth Partners
Wisconsin
$63K +$60.1K +1,996 New
TF
58
TimeScale Financial
Massachusetts
$50K – – –
LFG
59
LifePlan Financial Group
Ohio
$49K – – –
CI
60
CX Institutional
Indiana
$39K – – –
AF
61
Advisornet Financial
Minnesota
$37K -$1.35K -45 -4%
RG
62
Retirement Group
California
$35K +$33.5K +1,113 New
Citigroup
63
Citigroup
New York
$32K – – –
GRP
64
Global Retirement Partners
California
$28K – – –
BWM
65
Baystate Wealth Management
Massachusetts
$17K – – –
AG
66
Advisor Group
Arizona
$15K – – –
PG
67
Proffitt & Goodson
Tennessee
$11K +$10.5K +348 New
WP
68
WealthShield Partners
North Carolina
$9K -$2.74K -91 -24%
PFGIA
69
Patriot Financial Group Insurance Agency
Massachusetts
$9K +$3.82K +127 +73%
PA
70
Procyon Advisors
Connecticut
$7K +$6.98K +232 New
PA
71
Parallel Advisors
California
$5K – – –
Fidelity Investments
72
Fidelity Investments
Massachusetts
$5K +$30 +1 +0.6%
BWA
73
Burt Wealth Advisors
Maryland
$3K – – –
CFA
74
Carroll Financial Associates
North Carolina
$1K – – –
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
$1K – – –
1 2
3
4

NUSC Hedge Fund Activity: Q4 2019 in Review

74 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2019, worth a combined $115M — up 39% from $82.8M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NUSC positions and 1 closed out — a net gain of 13 holders — while 33 added to existing stakes and 12 trimmed.

The largest buyer was TIAA FSB, adding an estimated $5.48M. The largest seller was Jane Street, cutting an estimated $675K.

  • 74 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2019, up from 62 in Q3 2019.
  • Funds reported $115M of Nuveen ESG Small-Cap ETF stock for Q4 2019, up 39% quarter-over-quarter.
  • 14 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2019 and 1 closed out, a net change of +13 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2019 was TIAA FSB, an estimated $5.48M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2019 was Jane Street, an estimated $675K sold.

Based on aggregated 13F filings for Q4 2019.