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Nuveen ESG Small-Cap ETF
NUSC

203 hedge funds and large institutions have $669M invested in Nuveen ESG Small-Cap ETF in 2023 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 80 increasing their positions, 66 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 66

16% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 19

6% more capital invested

Capital invested by funds: $633M → $669M (+$35.7M)

0.59% more ownership

Funds ownership: 70.89% → 71.48% (+0.59%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

1% less funds holding

Funds holding: 206 → 203 (-3)

Holders
203
Holders Change
-3
Holders Change %
-1.46%
% of All Funds
3.24%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
22
Increased
80
Reduced
66
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$24.7M
2
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$4.66M
3
AWP
Abacus Wealth Partners
California
+$3.48M
4
LPL Financial
LPL Financial
California
+$1.86M
5
MWM
Mission Wealth Management
California
+$1.57M

Top Sellers

1
Ameriprise
Ameriprise
Minnesota
-$8.77M
2
Citadel Advisors
Citadel Advisors
Florida
-$3.68M
3
UBS Group
UBS Group
Switzerland
-$2.43M
4
IA
IFP Advisors
Florida
-$2.3M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
DAS
26
Dynamic Advisor Solutions
Arizona
$3.35M +$85.5K +2,351 +3%
SAG
27
SageView Advisory Group
California
$3.07M -$135K -3,715 -4%
NA
28
NewEdge Advisors
Louisiana
$3.02M +$494K +13,572 +19%
WT
29
Whittier Trust
California
$2.83M +$125K +3,437 +4%
CHP
30
Cable Hill Partners
Oregon
$2.74M +$546K +14,999 +24%
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$2.72M +$273K +7,512 +11%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$2.72M +$202K +5,557 +8%
SCM
33
Stonehearth Capital Management
Massachusetts
$2.59M +$23K +631 +0.9%
AF
34
Allworth Financial
California
$2.52M +$590K +16,228 +30%
Thrivent Financial for Lutherans
35
Thrivent Financial for Lutherans
Minnesota
$2.48M -$32K -879 -1%
HighTower Advisors
36
HighTower Advisors
Illinois
$2.22M +$152K +4,182 +7%
Osaic Holdings
37
Osaic Holdings
Arizona
$1.99M +$244K +6,696 +14%
VC
38
Vicus Capital
Pennsylvania
$1.97M -$294K -8,074 -13%
CG
39
Corundum Group
Colorado
$1.93M +$61.1K +1,679 +3%
DC
40
DeDora Capital
California
$1.9M +$952K +26,170 +95%
LWP
41
Laurel Wealth Planning
Minnesota
$1.82M -$209K -5,733 -10%
Corient Private Wealth
42
Corient Private Wealth
Florida
$1.81M +$111K +3,046 +6%
JP Morgan Chase
43
JP Morgan Chase
New York
$1.76M +$137K +3,779 +8%
FAAM
44
First Ascent Asset Management
Colorado
$1.73M +$54.2K +1,491 +3%
LSAG
45
Lake Street Advisors Group
New Hampshire
$1.64M -$15.1K -414 -0.9%
Rockefeller Capital Management
46
Rockefeller Capital Management
New York
$1.61M -$4.33K -119 -0.3%
AFA
47
Arlington Financial Advisors
California
$1.61M +$727K +19,987 +79%
RZH
48
Relyea Zuckerberg Hanson
Connecticut
$1.51M -$764 -21 -0%
ASN
49
Advisory Services Network
Georgia
$1.44M -$29.8K -818 -2%
EH
50
Equitable Holdings
New York
$1.44M +$802K +22,049 +119%
1
2
3 4 5

NUSC Hedge Fund Activity: Q1 2023 in Review

203 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2023, worth a combined $669M — up 5.6% from $633M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NUSC positions and 19 closed out — a net gain of 3 holders — while 80 added to existing stakes and 66 trimmed.

The largest buyer was Bank of America, adding an estimated $24.7M. The largest seller was Ameriprise, cutting an estimated $8.77M.

  • 203 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2023, down from 206 in Q4 2022.
  • Funds reported $669M of Nuveen ESG Small-Cap ETF stock for Q1 2023, up 5.6% quarter-over-quarter.
  • 22 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2023 and 19 closed out, a net change of +3 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2023 was Bank of America, an estimated $24.7M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2023 was Ameriprise, an estimated $8.77M sold.

Based on aggregated 13F filings for Q1 2023.