We are live on ! Find out more
NUSC icon

Nuveen ESG Small-Cap ETF

206 hedge funds and large institutions have $633M invested in Nuveen ESG Small-Cap ETF in 2022 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

429% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

14% more funds holding

Funds holding: 181206 (+25)

9% more capital invested

Capital invested by funds: $583M → $633M (+$50.8M)

1.42% more ownership

Funds ownership: 69.48%70.89% (+1.4%)

Holders
206
Holders Change
+25
Holders Change %
+13.81%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
37
Increased
85
Reduced
63
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WWA
26
WCG Wealth Advisors
Nevada
$3.53M +$341K +9,780 +10%
DAS
27
Dynamic Advisor Solutions
Arizona
$3.15M +$50.3K +1,441 +2%
SAG
28
SageView Advisory Group
California
$3.09M +$3.16M +90,417 New
Mercer Global Advisors
29
Mercer Global Advisors
Colorado
$2.96M +$1.14M +32,533 +60%
WT
30
Whittier Trust
California
$2.62M +$114K +3,277 +4%
SCM
31
Stonehearth Capital Management
Massachusetts
$2.48M +$83.4K +2,390 +3%
Thrivent Financial for Lutherans
32
Thrivent Financial for Lutherans
Minnesota
$2.44M +$34.1K +978 +1%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$2.43M -$333K -9,553 -12%
Cetera Investment Advisers
34
Cetera Investment Advisers
Illinois
$2.37M -$228K -6,530 -9%
IA
35
IFP Advisors
Florida
$2.34M +$138K +3,959 +5%
NA
36
NewEdge Advisors
Louisiana
$2.26M +$1.52M +43,595 +154%
VC
37
Vicus Capital
Pennsylvania
$2.18M +$15.1K +433 +0.7%
CHP
38
Cable Hill Partners
Oregon
$2.13M +$85.4K +2,446 +4%
HighTower Advisors
39
HighTower Advisors
Illinois
$2M -$39.7K -1,138 -2%
LWP
40
Laurel Wealth Planning
Minnesota
$1.95M -$320K -9,165 -14%
AF
41
Allworth Financial
California
$1.88M +$224K +6,418 +13%
CG
42
Corundum Group
Colorado
$1.8M +$214K +6,120 +13%
Osaic Holdings
43
Osaic Holdings
Arizona
$1.69M +$520K +14,913 +43%
KAS
44
Kestra Advisory Services
Texas
$1.66M +$1.7M +48,660 New
Corient Private Wealth
45
Corient Private Wealth
Florida
$1.65M +$1.68M +48,170 New
FAAM
46
First Ascent Asset Management
Colorado
$1.62M +$33.6K +964 +2%
LSAG
47
Lake Street Advisors Group
New Hampshire
$1.6M -$165K -4,718 -9%
JP Morgan Chase
48
JP Morgan Chase
New York
$1.56M +$233K +6,683 +17%
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
$1.56M -$803 -23 -0.1%
RZH
50
Relyea Zuckerberg Hanson
Connecticut
$1.46M +$34.1K +976 +2%

NUSC Hedge Fund Activity: Q4 2022 in Review

206 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2022, worth a combined $633M — up 8.7% from $583M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NUSC positions and 7 closed out — a net gain of 30 holders — while 85 added to existing stakes and 63 trimmed.

The largest buyer was Ameriprise, adding an estimated $3.8M. The largest seller was Bank of America, cutting an estimated $20.9M.

  • 206 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2022, up from 181 in Q3 2022.
  • Funds reported $633M of Nuveen ESG Small-Cap ETF stock for Q4 2022, up 8.7% quarter-over-quarter.
  • 37 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2022 and 7 closed out, a net change of +30 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2022 was Ameriprise, an estimated $3.8M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2022 was Bank of America, an estimated $20.9M sold.

Based on aggregated 13F filings for Q4 2022.