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Nuveen ESG Small-Cap ETF
NUSC

187 hedge funds and large institutions have $656M invested in Nuveen ESG Small-Cap ETF in 2022 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 87 increasing their positions, 42 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

107% more repeat investments, than reductions

Existing positions increased: 87 | Existing positions reduced: 42

42% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 19

4% more funds holding

Funds holding: 180 → 187 (+7)

3.19% less ownership

Funds ownership: 79.76% → 76.57% (-3.2%)

21% less capital invested

Capital invested by funds: $830M → $656M (-$174M)

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
187
Holders Change
+7
Holders Change %
+3.89%
% of All Funds
3.15%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
27
Increased
87
Reduced
42
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MWM
Mission Wealth Management
California
+$3.71M
2
Bank of New York Mellon
Bank of New York Mellon
New York
+$2.55M
3
Ameriprise
Ameriprise
Minnesota
+$2.43M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.15M
5
OMC
Old Mission Capital
Illinois
+$2.15M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$54.5M
2
MIAN
Mariner Independent Advisor Network
Kansas
-$8.07M
3
AWM
AE Wealth Management
Kansas
-$3.99M
4
Creative Planning
Creative Planning
Kansas
-$2.35M
5
Wells Fargo
Wells Fargo
California
-$1.78M
Name Holding Trade Value Shares
Change 		Change in
Stake
FPF
26
First Pacific Financial
Washington
$2.43M -$361K -10,039 -12%
WT
27
Whittier Trust
California
$2.4M -$121K -3,378 -4%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$2.39M +$124K +3,460 +5%
SCM
29
Stonehearth Capital Management
Massachusetts
$2.27M -$59.8K -1,664 -2%
LWP
30
Laurel Wealth Planning
Minnesota
$2.26M -$430K -11,962 -15%
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$2.24M +$1.09M +30,221 +80%
IA
32
IFP Advisors
Florida
$2.18M – – –
HIF
33
Hill Island Financial
Michigan
$2.14M – – –
DAS
34
Dynamic Advisor Solutions
Arizona
$2.12M +$225K +6,268 +11%
SFS
35
Sowell Financial Services
Arkansas
$2.09M -$436K -12,136 -16%
VC
36
Vicus Capital
Pennsylvania
$2.01M +$755K +20,982 +52%
OMC
37
Old Mission Capital
Illinois
$1.96M +$2.15M +59,716 New
ASN
38
Advisory Services Network
Georgia
$1.94M -$31.5K -877 -1%
HighTower Advisors
39
HighTower Advisors
Illinois
$1.91M -$27.4K -762 -1%
CHP
40
Cable Hill Partners
Oregon
$1.9M +$2.08M +57,865 New
LSAG
41
Lake Street Advisors Group
New Hampshire
$1.69M -$9.42K -262 -0.5%
BDF
42
Balasa Dinverno & Foltz
$1.64M +$380K +10,565 +27%
Citadel Advisors
43
Citadel Advisors
Florida
$1.59M +$456K +12,680 +35%
CWM
44
Castle Wealth Management
Florida
$1.58M +$1.73M +48,031 New
Rockefeller Capital Management
45
Rockefeller Capital Management
New York
$1.57M +$75.3K +2,095 +5%
CG
46
Corundum Group
Colorado
$1.51M +$320K +8,899 +24%
FFWM
47
Future Financial Wealth Management
Ohio
$1.41M – – –
RZH
48
Relyea Zuckerberg Hanson
Connecticut
$1.4M +$483K +13,429 +46%
FAAM
49
First Ascent Asset Management
Colorado
$1.32M +$275K +7,635 +23%
AF
50
Allworth Financial
California
$1.3M +$186K +5,177 +15%
1
2
3 4 5

NUSC Hedge Fund Activity: Q2 2022 in Review

187 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q2 2022, worth a combined $656M — down 21% from $830M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new NUSC positions and 19 closed out — a net gain of 8 holders — while 87 added to existing stakes and 42 trimmed.

The largest buyer was Mission Wealth Management, adding an estimated $3.71M. The largest seller was Bank of America, cutting an estimated $54.5M.

  • 187 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q2 2022, up from 180 in Q1 2022.
  • Funds reported $656M of Nuveen ESG Small-Cap ETF stock for Q2 2022, down 21% quarter-over-quarter.
  • 27 funds opened new Nuveen ESG Small-Cap ETF positions in Q2 2022 and 19 closed out, a net change of +8 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q2 2022 was Mission Wealth Management, an estimated $3.71M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q2 2022 was Bank of America, an estimated $54.5M sold.

Based on aggregated 13F filings for Q2 2022.