We are live on ! Find out more
NUSC icon

Nuveen ESG Small-Cap ETF
NUSC

74 hedge funds and large institutions have $115M invested in Nuveen ESG Small-Cap ETF in 2019 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,300% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 1

175% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 12

39% more capital invested

Capital invested by funds: $82.8M → $115M (+$32.2M)

19% more funds holding

Funds holding: 62 → 74 (+12)

3.54% more ownership

Funds ownership: 53.33% → 56.87% (+3.5%)

Holders
74
Holders Change
+12
Holders Change %
+19.35%
% of All Funds
1.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
33
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TF
TIAA FSB
Florida
+$5.48M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$5.32M
3
Bank of America
Bank of America
North Carolina
+$4.67M
4
UBS Group
UBS Group
Switzerland
+$1.56M
5
MWM
Mission Wealth Management
California
+$1.01M

Top Sellers

1
Jane Street
Jane Street
New York
-$675K
2
FAAS
First Allied Advisory Services
California
-$260K
3
Citadel Advisors
Citadel Advisors
Florida
-$254K
4
CCM
Cribstone Capital Management
Maine
-$87.3K
5
GSWM
Golden State Wealth Management
California
-$55K
Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$531K +$41.5K +1,379 +9%
TRCT
27
Tower Research Capital (TRC)
New York
$525K +$135K +4,473 +36%
VC
28
Vicus Capital
Pennsylvania
$444K +$25.9K +861 +6%
SFS
29
Sowell Financial Services
Arkansas
$422K +$2.14K +71 +0.5%
Fiera Capital (Canada)
30
Fiera Capital (Canada)
Quebec, Canada
$405K +$391K +13,002 New
UB
31
UMB Bank
Missouri
$375K -$15.3K -510 -4%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$358K +$51.2K +1,703 +17%
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$319K +$308K +10,247 New
V
34
Veritable
Delaware
$313K +$85K +2,824 +39%
FAAS
35
First Allied Advisory Services
California
$300K -$260K -8,626 -47%
PAG
36
Private Advisor Group
New Jersey
$288K -$37.4K -1,242 -12%
Citadel Advisors
37
Citadel Advisors
Florida
$277K -$254K -8,434 -49%
AIM
38
Acropolis Investment Management
Missouri
$271K – – –
SWP
39
Stratos Wealth Partners
Ohio
$256K +$10.1K +337 +4%
WS
40
Wedbush Securities
California
$245K +$236K +7,854 New
SCM
41
Stordahl Capital Management
Colorado
$244K +$4.06K +135 +2%
EFSCE
42
Enterprise Financial Services Corp (EFSC)
Missouri
$241K +$9.63K +320 +4%
BC
43
Brio Consultants
California
$229K -$44.4K -1,476 -17%
RJT
44
Raymond James Trust
Florida
$225K +$217K +7,212 New
HCM
45
Hudson Capital Management
New Jersey
$218K – – –
Truist Financial
46
Truist Financial
North Carolina
$218K +$210K +6,992 New
FANJ
47
Financial Architects (New Jersey)
New Jersey
$216K +$33.6K +1,116 +19%
MCM
48
Manchester Capital Management
Vermont
$215K +$208K +6,912 New
APP
49
Avantax Planning Partners
Iowa
$203K +$196K +6,503 New
IA
50
IFP Advisors
Florida
$182K +$175K +5,826 New
1
2
3 4

NUSC Hedge Fund Activity: Q4 2019 in Review

74 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2019, worth a combined $115M — up 39% from $82.8M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NUSC positions and 1 closed out — a net gain of 13 holders — while 33 added to existing stakes and 12 trimmed.

The largest buyer was TIAA FSB, adding an estimated $5.48M. The largest seller was Jane Street, cutting an estimated $675K.

  • 74 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2019, up from 62 in Q3 2019.
  • Funds reported $115M of Nuveen ESG Small-Cap ETF stock for Q4 2019, up 39% quarter-over-quarter.
  • 14 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2019 and 1 closed out, a net change of +13 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2019 was TIAA FSB, an estimated $5.48M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2019 was Jane Street, an estimated $675K sold.

Based on aggregated 13F filings for Q4 2019.