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Nuveen ESG Small-Cap ETF
NUSC

Overview Fund Activity

74 hedge funds and large institutions have $115M invested in Nuveen ESG Small-Cap ETF in 2019 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 12 reducing their positions, and 1 closing their positions.

Holders
74
Holders Change
+12
Holders Change %
+19.35%
% of All Funds
1.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
33
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TF
1
TIAA FSB
Florida
$14M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.02M
3
Bank of America
3
Bank of America
North Carolina
$38.8M
4
UBS Group
4
UBS Group
Switzerland
$8.32M
5
MWM
5
Mission Wealth Management
California
$4.97M

Top Sellers

1
Thrivent Financial for Lutherans
1
Thrivent Financial for Lutherans
Minnesota
$2.41M
2
Jane Street
2
Jane Street
New York
$889K
3
FAAS
3
First Allied Advisory Services
California
$300K
4
Citadel Advisors
4
Citadel Advisors
Florida
$277K
5
CCM
5
Cribstone Capital Management
Maine
$141K
Name Holding Trade Value Shares
Change 		Shares
Change %
HighTower Advisors
26
HighTower Advisors
Illinois
$531K +$42.9K +1,379 +9%
TRCT
27
Tower Research Capital (TRC)
New York
$525K +$139K +4,473 +36%
VC
28
Vicus Capital
Pennsylvania
$444K +$26.8K +861 +6%
SFS
29
Sowell Financial Services
Arkansas
$422K +$2.21K +71 +0.5%
Fiera Capital (Canada)
30
Fiera Capital (Canada)
Quebec, Canada
$405K +$405K +13,002 New
UB
31
UMB Bank
Missouri
$375K -$15.9K -510 -4%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$358K +$53.1K +1,703 +17%
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$319K +$319K +10,247 New
V
34
Veritable
Delaware
$313K +$88K +2,824 +39%
FAAS
35
First Allied Advisory Services
California
$300K -$269K -8,626 -47%
PAG
36
Private Advisor Group
New Jersey
$288K -$38.7K -1,242 -12%
Citadel Advisors
37
Citadel Advisors
Florida
$277K -$263K -8,434 -49%
AIM
38
Acropolis Investment Management
Missouri
$271K – – –
SWP
39
Stratos Wealth Partners
Ohio
$256K +$10.5K +337 +4%
WS
40
Wedbush Securities
California
$245K +$245K +7,854 New
SCM
41
Stordahl Capital Management
Colorado
$244K +$4.2K +135 +2%
EFSCE
42
Enterprise Financial Services Corp (EFSC)
Missouri
$241K +$9.96K +320 +4%
BC
43
Brio Consultants
California
$229K -$46.1K -1,476 -17%
RJT
44
Raymond James Trust
Florida
$225K +$225K +7,212 New
HCM
45
Hudson Capital Management
New Jersey
$218K – – –
Truist Financial
46
Truist Financial
North Carolina
$218K +$218K +6,992 New
FANJ
47
Financial Architects (New Jersey)
New Jersey
$216K +$34.8K +1,116 +19%
MCM
48
Manchester Capital Management
Vermont
$215K +$215K +6,912 New
APP
49
Avantax Planning Partners
Iowa
$203K +$203K +6,503 New
IA
50
IFP Advisors
Florida
$182K +$182K +5,826 New
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