GDL

GDL Fund
GDL

Overview Fund Activity

36 hedge funds and large institutions have $71.8M invested in GDL Fund in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
12
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GCIA
1
Gabelli & Co Investment Advisers
New York
$15.3M
2
GI
2
GAMCO Investors
Connecticut
$3.31M
3
RVPG
3
Relative Value Partners Group
$10.2M
4
Stifel Financial
4
Stifel Financial
Missouri
$290K
5
CCP
5
Cardan Capital Partners
Colorado
$189K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$10.1M
2
AAM
2
Advisors Asset Management
Colorado
$0
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
GC
4
Guggenheim Capital
Illinois
$148K
5
FIMG
5
Financial & Investment Management Group
Michigan
$2.89M
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
26
Rivernorth Capital Management
Florida
$93K +$93K +10,303 New
UBS Group
27
UBS Group
Switzerland
$53K -$2.09K -229 -4%
TRCT
28
Tower Research Capital (TRC)
New York
$44K +$13.4K +1,446 +44%
TJHA
29
Thomas J. Herzfeld Advisors
Florida
$39K +$425 +46 +1%
BBPWM
30
Blue Bell Private Wealth Management
Pennsylvania
$35K -$9.04K -1,000 -21%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$22K -$12.7K -1,361 -37%
TCOV
32
Trust Company of Vermont
Vermont
$14K – – –
QCIG
33
Quad-Cities Investment Group
Iowa
$11K – – –
FHB
34
First Hawaiian Bank
Hawaii
$6K – – –
CFA
35
Carroll Financial Associates
North Carolina
$6K – – –
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$2K – – –
AAM
37
Advisors Asset Management
Colorado
– -$1.05M -114,989 Closed
WAM
38
Wolverine Asset Management
Illinois
– -$780K -85,936 Closed
OTC
39
Opera Trading Capital
France
– -$252K -27,740 Closed
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
– -$159K -17,446 Closed
PAG
41
Private Advisor Group
New Jersey
– -$145K -15,951 Closed
Citadel Advisors
42
Citadel Advisors
Florida
– -$144K -15,895 Closed
RJFSA
43
Raymond James Financial Services Advisors
Florida
– -$98K -10,763 Closed
DA
44
Doliver Advisors
Texas
– -$93K -10,229 Closed
CPIG
45
Chicago Partners Investment Group
Illinois
– -$46K -5,117 Closed
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