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GDL

GDL Fund

36 hedge funds and large institutions have $71.8M invested in GDL Fund in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $66M → $71.8M (+$5.78M)

2.78% more ownership

Funds ownership: 41.94%44.73% (+2.8%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

10% less funds holding

Funds holding: 4036 (-4)

14% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 14

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
12
Reduced
14
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
26
Rivernorth Capital Management
Florida
$93K +$92.4K +10,303 New
UBS Group
27
UBS Group
Switzerland
$53K -$2.05K -229 -4%
TRCT
28
Tower Research Capital (TRC)
New York
$44K +$13K +1,446 +44%
TJHA
29
Thomas J. Herzfeld Advisors
Florida
$39K +$413 +46 +1%
BBPWM
30
Blue Bell Private Wealth Management
Pennsylvania
$35K -$8.97K -1,000 -21%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$22K -$12.2K -1,361 -37%
TCOV
32
Trust Company of Vermont
Vermont
$14K
QCIG
33
Quad-Cities Investment Group
Iowa
$11K
CFA
34
Carroll Financial Associates
North Carolina
$6K
FHB
35
First Hawaiian Bank
Hawaii
$6K
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$2K
AAM
37
Advisors Asset Management
Colorado
-$1.04M -114,989 Closed
WAM
38
Wolverine Asset Management
Illinois
-$780K -85,936 Closed
OTC
39
Opera Trading Capital
France
-$252K -27,740 Closed
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
-$159K -17,446 Closed
PAG
41
Private Advisor Group
New Jersey
-$145K -15,951 Closed
Citadel Advisors
42
Citadel Advisors
Florida
-$144K -15,895 Closed
RJFSA
43
Raymond James Financial Services Advisors
Florida
-$98K -10,763 Closed
DA
44
Doliver Advisors
Texas
-$93K -10,229 Closed
CPIG
45
Chicago Partners Investment Group
Illinois
-$46K -5,117 Closed

GDL Hedge Fund Activity: Q4 2018 in Review

36 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q4 2018, worth a combined $71.8M — up 8.8% from $66M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of GDL and 5 opened new positions — a net loss of 4 holders — while 14 trimmed existing stakes and 12 added.

The largest buyer was Gabelli & Co Investment Advisers, adding an estimated $8.33M. The largest seller was Lazard Asset Management, cutting an estimated $1.72M.

  • 36 institutional investors held GDL Fund (GDL) as of Q4 2018, down from 40 in Q3 2018.
  • Funds reported $71.8M of GDL Fund stock for Q4 2018, up 8.8% quarter-over-quarter.
  • 5 funds opened new GDL Fund positions in Q4 2018 and 9 closed out, a net change of -4 holders.
  • The largest GDL Fund buyer in Q4 2018 was Gabelli & Co Investment Advisers, an estimated $8.33M added.
  • The largest GDL Fund seller in Q4 2018 was Lazard Asset Management, an estimated $1.72M sold.

Based on aggregated 13F filings for Q4 2018.