GDL

GDL Fund
GDL

Overview Fund Activity

45 hedge funds and large institutions have $85.8M invested in GDL Fund in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 22 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
45
Holders Change
-2
Holders Change %
-4.26%
% of All Funds
1.13%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
3
Increased
22
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GPC
1
Glacier Peak Capital
Washington
$9.42M
2
FIMG
2
Financial & Investment Management Group
Michigan
$3.29M
3
ZA
3
Zazove Associates
Nevada
$1.09M
4
CA
4
Cornerstone Advisors
North Carolina
$3.19M
5
ST
5
Sentinel Trust
Texas
$798K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$13.4M
2
AAM
2
Advisors Asset Management
Colorado
$10.2M
3
VKH
3
Virtu KCG Holdings
New York
$0
4
Bank of America
4
Bank of America
North Carolina
$2.42M
5
AA
5
Ancora Advisors
Ohio
$1.82M
Name Market Value Shares Shares
Change 		Shares
Change %
OTC
26
Opera Trading Capital
France
$272K 27,740 – –
RVPG
27
Relative Value Partners Group
$270K 27,485 – –
Citigroup
28
Citigroup
New York
$269K 27,344 -20,504 -43%
BI
29
Bulldog Investors
New Jersey
$261K 26,554 -2,044 -7%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$176K 17,840 +10,197 +133%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$135K 13,750 +1,700 +14%
LPL Financial
32
LPL Financial
California
$134K 13,530 -426 -3%
CAS
33
Cue Advisory Services
Arizona
$123K 12,535 -13,035 -51%
AWA
34
Arete Wealth Advisors
Illinois
$118K 11,950 +11,950 New
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$107K 10,897 +4,222 +63%
UBS Group
36
UBS Group
Switzerland
$106K 10,788 +2,494 +30%
Geode Capital Management
37
Geode Capital Management
Massachusetts
$101K 10,342 +10,342 New
JAM
38
Jolley Asset Management
North Carolina
$67K 6,820 – –
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
$63K 6,357 +4,298 +209%
TJHA
40
Thomas J. Herzfeld Advisors
Florida
$49K 5,000 +4,000 +400%
WA
41
WFG Advisors
Texas
$25K 2,500 -1,500 -38%
IA
42
IFP Advisors
Florida
$18K 1,869 – –
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$15K 1,479 – –
TCOV
44
Trust Company of Vermont
Vermont
$15K 1,550 – –
BFEC
45
Benjamin F. Edwards & Company
Missouri
$6K 600 +600 New
VKH
46
Virtu KCG Holdings
New York
– – -36,323 Closed
IC
47
InterOcean Capital
Illinois
– – -13,450 Closed
Stifel Financial
48
Stifel Financial
Missouri
– – -10,512 Closed
Envestnet Asset Management
49
Envestnet Asset Management
Illinois
– – -4,121 Closed
Deutsche Bank
50
Deutsche Bank
Germany
– – -4,100 Closed
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