GDL

GDL Fund
GDL

Overview Fund Activity

46 hedge funds and large institutions have $92M invested in GDL Fund in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
+1
Holders Change %
+2.22%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
6
Increased
18
Reduced
13
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$7.97M
2
HK
2
Horizon Kinetics
New York
$1.56M
3
OTC
3
Opera Trading Capital
France
$694K
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$6.76M
5
RJA
5
Raymond James & Associates
Florida
$2.23M

Top Sellers

1
MC
1
Matisse Capital
Oregon
$3.39M
2
Morgan Stanley
2
Morgan Stanley
New York
$1.94M
3
SCM
3
Summit Capital Management
Washington
$0
4
1CP
4
1607 Capital Partners
Virginia
$1.82M
5
CA
5
Cornerstone Advisors
North Carolina
$2.65M
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
26
LPL Financial
California
$307K +$107K +10,769 +54%
GFM
27
Gramercy Funds Management
Connecticut
$290K – – –
RVPG
28
Relative Value Partners Group
$275K +$27.2K +2,720 +11%
CAS
29
Cue Advisory Services
Arizona
$249K -$57.3K -5,700 -19%
DA
30
Doliver Advisors
Texas
$236K +$236K +23,485 New
Stifel Financial
31
Stifel Financial
Missouri
$167K +$167K +16,680 New
IC
32
InterOcean Capital
Illinois
$145K – – –
Citigroup
33
Citigroup
New York
$126K +$104K +10,438 +476%
TC
34
TFS Capital
Pennsylvania
$113K +$113K +11,245 New
TJHA
35
Thomas J. Herzfeld Advisors
Florida
$100K – – –
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$74K +$14.2K +1,409 +24%
JAM
37
Jolley Asset Management
North Carolina
$68K – – –
UBS Group
38
UBS Group
Switzerland
$62K -$58.6K -5,899 -49%
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$57K +$57K +5,675 New
WA
40
WFG Advisors
Texas
$40K – – –
TCOV
41
Trust Company of Vermont
Vermont
$16K – – –
S
42
SignatureFD
Georgia
$15K – – –
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$15K +$71 +7 +0.5%
BBPWM
44
Blue Bell Private Wealth Management
Pennsylvania
$14K -$433 -44 -3%
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$5K +$1.98K +206 +65%
TRCT
46
Tower Research Capital (TRC)
New York
$3K +$3K +317 New
SCM
47
Summit Capital Management
Washington
– -$502K -50,132 Closed
CS
48
Credit Suisse
Switzerland
– -$184K -18,414 Closed
IA
49
IFP Advisors
Florida
– -$13K -1,250 Closed
AIA
50
Allegis Investment Advisors
Idaho
– -$12K -1,198 Closed
1
2
3