GDL

GDL Fund
GDL

Overview Fund Activity

50 hedge funds and large institutions have $87.8M invested in GDL Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
+7
Holders Change %
+16.28%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
16
Reduced
16
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1CP
1
1607 Capital Partners
Virginia
$2.41M
2
CA
2
Cornerstone Advisors
North Carolina
$1.67M
3
AA
3
Ancora Advisors
Ohio
$2.43M
4
FIMG
4
Financial & Investment Management Group
Michigan
$2.06M
5
ST
5
Sentinel Trust
Texas
$940K

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$5.09M
2
GPC
2
Glacier Peak Capital
Washington
$7.73M
3
Morgan Stanley
3
Morgan Stanley
New York
$5.5M
4
GC
4
Guggenheim Capital
Illinois
$3.3M
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$3K
Name Holding Trade Value Shares
Change 		Shares
Change %
TC
26
TFS Capital
Pennsylvania
$271K +$271K +26,451 New
SG Americas Securities
27
SG Americas Securities
New York
$233K +$233K +22,796 New
WS
28
Wedbush Securities
California
$191K +$5.61K +550 +3%
IC
29
InterOcean Capital
Illinois
$170K -$39.2K -3,825 -19%
RTS
30
Round Table Services
New Jersey
$143K – – –
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$135K -$11.2K -1,100 -8%
UBS Group
32
UBS Group
Switzerland
$127K +$127K +12,428 New
WAM
33
Wolverine Asset Management
Illinois
$125K -$87.8K -8,638 -41%
LPL Financial
34
LPL Financial
California
$117K -$81.8K -7,990 -41%
Stifel Financial
35
Stifel Financial
Missouri
$105K +$105K +10,290 New
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$102K – – –
JAM
37
Jolley Asset Management
North Carolina
$93K – – –
WA
38
WFG Advisors
Texas
$56K – – –
GFM
39
Gramercy Funds Management
Connecticut
$36K – – –
PAM
40
Panagora Asset Management
Massachusetts
$23K +$23K +2,283 New
DADC
41
D.A. Davidson & Co
Montana
$17K +$15K +1,500 +750%
RC
42
RegentAtlantic Capital
New Jersey
$16.9K +$16.9K +1,655 New
TCOV
43
Trust Company of Vermont
Vermont
$16K – – –
S
44
SignatureFD
Georgia
$15K – – –
NPC
45
National Planning Corporation
California
$11.7K +$11.7K +1,154 New
BAM
46
Barrett Asset Management
New York
$10K -$38K -3,795 -79%
Citigroup
47
Citigroup
New York
$10K -$6.81K -633 -41%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$7K -$19.8K -1,979 -74%
LTFS
49
Ladenburg Thalmann Financial Services
Florida
$3K -$334K -35,104 -99%
1
2